Current Report Filing (8-k)
July 05 2019 - 4:46PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
June
28, 2019
TAURIGA
SCIENCES, INC.
(Exact
name of registrant as specified in its charter)
Florida
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000-53723
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30-0791746
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(State
or other jurisdiction
of
incorporation)
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(Commission
File
#)
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|
(IRS
Employer
Identification
Number)
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555
Madison Avenue, 5
th
Floor
New
York, NY
(Address
of principal executive office)
Tel:
(917) 796-9926
(Registrant’s
telephone number)
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant
under any of the following provisions:
[ ]
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Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2)
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol
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Name
of each exchange on which registered
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Common
Stock, par value $0.0001 per share
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TAUG
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OTCQB
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ITEM
1.01 Entry into a Material Definitive Agreement
On
June 28, 2019, Tauriga Sciences, Inc. (OTCQB stock symbol: TAUG, the “Company”) entered into a distribution agreement
(the “Agreement”) with Windmill Health Products, LLC (“WHP”), a New Jersey based distributor, with the
intention of increasing and accelerating market penetration of the Company’s Tauri-Gum
TM
product line.
Simultaneous
with the Company’s entry into the WHP Agreement, WHP placed an initial purchase order with us totaling $46,848, split evenly
between packages of our Mint flavored and Blood-Orange flavored chewing gum product lines.
The
Company is not contributing any capital or issuing any equity to WHP in connection this Agreement, as this arrangement provides
for an arms-length supplier-distributor model on a purchase order basis.
The
WHP Agreement also contains customary representations, warranties and covenants, among other terms, for a transaction of this
type. The foregoing description of the WHP Agreement is not complete and is qualified in its entirety by reference to the provisions
of the WHP Agreement filed as Exhibit 10.1 to this Current Report on Form 8-K, and which is incorporated herein by reference.
Item
9.01 Exhibits Statements and Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
July 5, 2019
TAURIGA SCIENCES, INC.
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By:
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/s/
Seth M. Shaw
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Seth M. Shaw
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Chief Executive Officer
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