Current Report Filing (8-k)
July 15 2019 - 06:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): July 12, 2019
Commission file number
000-23446
SUGARMADE, INC.
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(Exact name of registrant as specified in its charter)
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Delaware
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94-3008888
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(State or other jurisdiction of
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(I.R.S. Employer
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incorporation or organization)
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Identification No.)
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750 Royal Oaks Dr., Suite 108
Monrovia, CA
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91016
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(Address of principal executive offices)
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(Zip Code)
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(888) 982-1628
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(Registrant's
telephone number, including area code)
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Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Section 5 - Corporate Governance
and Management
Item 5.02 Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers
On July 12, 2019,
the Board of Director of the Company accepted the appointment of Mr. Khoi Dang (“Mr. Dang”) as a Director of the Company.
The Board has determined Mr. Dang shall be considered an Independent Director in accordance with requirements for independent directors
set forth by major stock exchanges and regulators. Mr. Dang is not a participant in any related party transaction required to be
reported pursuant to Item 404(a) of Regulation S-K.
Mr.
Dang is qualified to serve as a Director by way his extensive legal and business experience. Mr. Dang received
his Bachelor of Arts Degree from the University of California, Los Angeles, a Masters of Pacific International Affairs (now Global
Policy and Strategy) from the University of California, San Diego and a Juris Doctorate Degree from Santa Clara University Law
School. Mr. Dang practices in the areas of corporate law, corporate finance, mergers and acquisitions, commercial transactions and banking. He has served as outside
general counsel for a number of public and private companies and has a particular expertise in representing regulated entities,
including financial institutions and their holding companies.
FORWARD-LOOKING STATEMENTS:
This filing contains "forward-looking statements" within the meaning of the safe harbor provisions of the U.S. Private
Securities Litigation Reform Act of 1995. Forward-looking statements also may be included in other publicly available documents
issued by the Company and in oral statements made by our officers and representatives from time to time. These forward-looking
statements are intended to provide management's current expectations or plans for our future operating and financial performance,
based on assumptions currently believed to be valid. They can be identified by the use of words such as "anticipate,"
"intend," "plan," "goal," "seek," "believe," "project," "estimate,"
"expect," "strategy," "future," "likely," "may," "should," "would,"
"could," "will" and other words of similar meaning in connection with a discussion of future operating or financial
performance. Examples of forward-looking statements include, among others, statements relating to future sales, earnings, cash
flows, results of operations, uses of cash and other measures of financial performance. At this time there are no assurances the
Company’s acquisition efforts will be successful.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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SUGARMADE, INC.
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Date: July 12,
2019
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By:
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/s/ Jimmy Chan
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Name: Jimmy Chan
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Title: Chief Executive Officer
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