Notification That Annual Report Will Be Submitted Late (nt 10-k)

Date : 11/14/2018 @ 8:41PM
Source : Edgar (US Regulatory)
Stock : Solarwindow Technologies, Inc. (PC CE) (WNDW)
Quote : 2.9  0.032 (1.12%) @ 8:59PM

Notification That Annual Report Will Be Submitted Late (nt 10-k)

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 12b-25

 

Commission File Number: 333-127953

CUSIP Number: 83417L106

 

NOTIFICATION OF LATE FILING

 

(Check One):

x Form 10-K       ¨ Form N-SAR      ¨ Form 20-F      ¨ Form N-CSR      ¨ Form 11-K      ¨ Form 10-Q      ¨ Form 10-D

 

 

 

For Period Ended: September 1, 2017 - August 31, 2018

 

¨ Transition Report on Form 10-K

¨ Transition Report on Form 10-Q

¨ Transition Report on Form 20-F

¨ Transition Report on Form N-SAR

¨ Transition Report on Form 11-K

 

For the Transition Period Ended: ______________________

  

Read instruction (on back page) before preparing form. Please print or type.

 

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates:

 

PART I

REGISTRANT INFORMATION

 

Full name of registrant

SolarWindow Technologies, Inc.

 

 

Former name if applicable

 

 

 

Address of principal executive office (Street and number)

9375 East Shea Blvd., Suite 107-B

 

 

City, state and zip code

Scottsdale, AZ 85260

 

 
 
 
 

PART II

RULE 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.)

 

x

(a)

The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

 

 

(b)

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11‑K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

 

 

(c)

The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III

NARRATIVE

 

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR or the transition report or portion thereof, could not be filed within the prescribed time period.

 

On October 22, 2018, the registrant terminated the engagement of its prior auditor and engaged a new auditing firm as its auditor for the fiscal year ended August 31, 2018; as a result, additional time is required to complete the audit and file its report on Form 10-K.

 

PART IV

OTHER INFORMATION

 

 

(1) Name and telephone number of person to contact in regard to this notification

 

 

Steve Yan-Klassen

 

800

 

213-0689

 

(Name)

 

(Area Code)

 

(Telephone number)

 

 

(2)

Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).

x Yes    ¨ No

  

 

(3)

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof.

¨ Yes    x No

 

 

 

 

If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

 
-2-
 
 

 

SolarWindow Technologies, Inc.

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: November 14, 2018

 

 

 

/s/ Steve Yan-Klassen

 

Steve Yan-Klassen

 

Chief Financial Officer

 

 

ATTENTION

 

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (see 18 U.S.C. 1001).

 

 

-3-

 

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