Statement of Changes in Beneficial Ownership (4)

Date : 01/17/2020 @ 5:08PM
Source : Edgar (US Regulatory)
Stock : Saker Aviation Services Inc (QB) (SKAS)
Quote : 5.5  -0.18 (-3.17%) @ 9:25PM

Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

WACHTEL WILLIAM B
2. Issuer Name and Ticker or Trading Symbol

Saker Aviation Services, Inc. [ SKAS ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    __X__ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

20 SOUTH STREET, PIER 6 EAST RIVER
3. Date of Earliest Transaction (MM/DD/YYYY)

12/5/2019
(Street)

NEW YORK, NY 10004
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock         145563 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) $2.4000           12/1/2016 12/1/2020 Common Stock 3333  3333 D  
Stock Option (Right to Buy) $2.2500           12/1/2017 12/1/2021 Common Stock 3333  3333 D  
Stock Option (Right to Buy) $3.2400           12/1/2018 12/1/2022 Common Stock 3333  3333 D  
Stock Option (Right to Buy) $2.4000           12/1/2019 12/1/2023 Common Stock 3333  3333 D  
Stock Option (Right to Buy) $5.60 12/5/2019  A   3333    12/5/2020 12/5/2024 Common Stock 3333 $0 (1)3333 D  

Explanation of Responses:
(1) This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
WACHTEL WILLIAM B
20 SOUTH STREET, PIER 6 EAST RIVER
NEW YORK, NY 10004
XX


Signatures
/s/ Ronald J. Ricciardi, Attorney-in-Fact for William B. Wachtel1/16/2020
**Signature of Reporting PersonDate

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