Initial Statement of Beneficial Ownership (3)

Date : 10/03/2019 @ 10:31PM
Source : Edgar (US Regulatory)
Stock : Pressure Biosciences, Inc. (QB) (PBIO)
Quote : 0.8493  0.0 (0.00%) @ 1:26PM

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Shea Daniel Joseph

2. Date of Event Requiring Statement (MM/DD/YYYY)
9/13/2019 

3. Issuer Name and Ticker or Trading Symbol

PRESSURE BIOSCIENCES INC [PBIO]

(Last)        (First)        (Middle)

2 MINUTEMAN ROAD

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Senior Vice President & CFO /

(Street)

MEDFIELD,, MA 02052      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
NON-QUALIFIED STOCK OPTIONS 11/1/2019 (1)9/13/2029 COMMON STOCK 52550 $3.40 D  

Explanation of Responses:
(1) NON-QUALIFIED OPTIONS VEST 1/3RD ON OCTOBER 31, 2019, 1/3RD ON NOVEMBER 30, 2019 AND 1/3RD ON DECEMBER 31, 2019., EFFECTIVE ON THE DAY OF GRANT.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Shea Daniel Joseph
2 MINUTEMAN ROAD
MEDFIELD,, MA 02052


Senior Vice President & CFO

Signatures
/s/ DANIEL SHEA10/3/2019
**Signature of Reporting PersonDate

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