Current Report Filing (8-k)
May 27 2016 - 5:03PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported): May 24, 2016
InterCloud
Systems, Inc.
|
(Exact
name of registrant as specified in its charter)
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Delaware
|
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000-32037
|
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0963722
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(State
or other jurisdiction
of incorporation)
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(Commission File
Number)
|
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(I.R.S.
Employer
Identification No.)
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1030
Broad Street
Suite
102
Shrewsbury,
NJ 07702
|
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07702
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(Address
of principal executive offices)
|
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(Zip
Code)
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Registrant’s
telephone number, including area code: (732) 898-6308
|
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(Former
name or former address, if changed since last report.)
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Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13a-4(c))
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Item 3.01.
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On
May 24, 2016, InterCloud Systems, Inc., a Delaware corporation (the “Company”), received a written notice (the “Notice”)
from the Listing Qualifications Department of The Nasdaq Stock Market (“NASDAQ”) indicating that the Company is not
in compliance with NASDAQ Listing Rule 5250(c)(1) for continued listing because the Company had not yet filed its Quarterly Report
on Form 10-Q for the fiscal quarter ended March 31, 2016 (the “2016 10-Q”).
As
previously disclosed in the Company’s Notification of Late Filing on Form 12b-25, filed with the Securities and Exchange
Commission on May 17, 2016,
the Company is in the process of preparing and reviewing the financial information
and related disclosures of the Company with respect to the fiscal quarter ended March 31, 2016. Furthermore, the Company recently
engaged a new auditor.
The
Notice provides that the Company has until June 17, 2016 to submit a
plan to regain
compliance
with NASDAQ’s continued listing requirements. The Company currently intends to
submit a
plan
to regain
compliance to NASDAQ on or prior to June 17, 2016 and, if the
plan is accepted, NASDAQ
can grant an exception of up to 180 calendar days from the original non-compliance date, or October 11, 2016, for the Company
to regain compliance.
The
Company issued a press release announcing the foregoing, which press release is attached to this Current Report on Form 8-K as
exhibit 99.1.
Item
9.01. Financial Statements and Exhibits
(d)
Exhibits
Exhibit No.
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Description
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99.1
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Press Release, dated May 27, 2016.
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
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INTERCLOUD
SYSTEMS, INC.
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|
|
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Date: May 27, 2016
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By:
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/s/
Mark E. Munro
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Mark
E. Munro
Chief
Executive Officer
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EXHIBIT
INDEX
Exhibit
No.
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Description
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|
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99.1
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Press Release, dated May 27, 2016.
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4
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