Current Report Filing (8-k)
November 16 2020 - 06:22AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 13,
2020
|
HELIX
TECHNOLOGIES, INC. |
|
|
(Exact
name of registrant as specified in its charter) |
|
Delaware |
|
000-55722 |
|
81-4046024 |
(State
or other jurisdiction of
incorporation) |
|
(Commission
File Number) |
|
(IRS
Employer
ID Number) |
5300 DTC Parkway, Suite 300
Greenwood Village, CO 80111
|
(Address
of principal executive offices) |
Registrant’s telephone number, including area code (720)
328-5372
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title
of each class |
Trading
Symbol(s) |
Name
of each exchange on which registered |
N/A |
N/A |
N/A |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
|
Item 7.01. |
Regulation FD Disclosure. |
On November 13, 2020, Helix Technologies, Inc. (the “Company”)
issued a press release regarding its results of operations and
financial condition for the third quarter ended September 30, 2020.
The press release is attached hereto as Exhibit 99.1.
The information contained in this Item 7.01 and Exhibit 99.1
attached hereto is being furnished and shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934,
as amended (the “Exchange Act”), or otherwise subject to the
liabilities under that Section, nor shall it be deemed incorporated
by reference into any registration statement or other filing under
the Securities Act of 1933, as amended, or the Exchange Act, except
as shall be expressly set forth by specific reference in such
filing.
|
Item 9.01. |
Financial Statements and Exhibits. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the registrant has duly caused this report to be
signed on its behalf by the undersigned hereunto duly
authorized.
|
HELIX TECHNOLOGIES, INC.
|
|
|
Date:
November 13, 2020 |
/s/
Scott Ogur |
|
Scott
Ogur |
|
Chief
Financial Officer |
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