Statement of Changes in Beneficial Ownership (4)
April 17 2020 - 07:38PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kennedy Terry Joe |
2. Issuer Name and Ticker or Trading Symbol
GROW CAPITAL, INC.
[
grwc
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
688 CHILDRENS WAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/23/2019 |
(Street)
HENDERSON, NV 89052
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 7/23/2019 | | A | | 6599951 | A | (1) | 6599951 | I | Footnote (3) |
Common Stock | 9/3/2019 | | A | | 15534949 | A | (2) | 15534949 | I | Footnote (3) |
Common Stock | 12/12/2019 | | P | | 1000000 | A | $0.05 | 14834002 | I | Footnote (4) |
Common Stock | | | | | | | | 10479469 | D | |
Common Stock | | | | | | | | 2500000 | I | Footnote (5) |
Common Stock | | | | | | | | 4000000 | I | Footnote (6) |
Common Stock | | | | | | | | 8300898 | I | Footnote (7) |
Common Stock | | | | | | | | 278452 | I | Footnote (8) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares acquired at a price of $0.08159 per share in exchange for shares of Bombshell Technologies, Inc. as consideration for the acquisition of Bombshell Technologies, Inc. by Grow Capital, Inc. on July 23, 2019. |
(2) | Shares acquired at a price of $0.08159 per share as the remaining consideration for the acquisition of Bombshell Technologies, Inc. by Grow Capital, Inc. |
(3) | Reflects percentage ownership of Zeake, LLC. |
(4) | The Reporting Person is sole owner and the manager of Journey, Home 4 Teens LLC. |
(5) | The Reporting Person is a 50% owner and the manager of Off the Wall, LLC. |
(6) | The Reporting Person is a 50% owner and the manager of Racing 123, LLC. |
(7) | The Reporting Person is the manager and ultimate beneficial owner of AYG LLC. |
(8) | Shares owned by AF1 Public Relations LLC, an entity wholly-owned by the Reporting Person's wife. The Reporting Person disclaims beneficial ownership of any securities owned directly or indirectly by the Reporting Person's wife. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kennedy Terry Joe 688 CHILDRENS WAY HENDERSON, NV 89052 |
| X |
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Signatures
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/s/ Terry Kennedy | | 4/17/2020 |
**Signature of Reporting Person | Date |
Grow Capital (CE) (USOTC:GRWC)
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