Current Report Filing (8-k)
February 10 2020 - 05:09PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(D)
OF
THE SECURITIES EXCHANGE ACT OF 1934
February
10, 2020 (February 10, 2020)
Date
of Report (Date of earliest event reported)
ELITE
PHARMACEUTICALS, INC.
(Exact
name of registrant as specified in its charter)
Nevada |
|
001-15697 |
|
22-3542636 |
(State or other
jurisdiction |
|
(Commission File
Number) |
|
(IRS
Employer |
of
incorporation) |
|
|
|
Identification
No.) |
165
Ludlow Avenue, Northvale, New Jersey 07647
(Address
of principal executive offices)
(201)
750-2646
(Registrant’s
telephone number, including area code)
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
☐ |
Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425) |
|
☐ |
Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
|
☐ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Indicate
by check mark whether the registrant is an emerging growth company
as defined in as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
2.02. |
Results
of Operations and Financial Condition. |
On
February 10, 2020, Elite Pharmaceuticals, Inc. (“Elite” or the
“Company”) filed its quarterly report on Form 10-Q for the quarter
ended December 31, 2019 and, thereafter, issued a press release
announcing its financial results for that quarter. A copy of the
press release is furnished as Exhibit 99.1 hereto and is
incorporated herein by reference.
As
noted in the press release, the Company will host a conference call
at 11:00 AM Eastern Standard Time (EST) on Tuesday, February 11,
2020, to provide a general business update. Elite will respond to
various stockholder questions submitted prior to the
call.
Conference
Call Information
Date: |
Tuesday,
February 11, 2020 |
Time: |
11:00
AM EST |
Dial-in
numbers: |
1-800-346-7359
(domestic) |
|
1-973-528-0008
(international) |
Conference
number: |
98840 |
Questions: |
Financial
questions by 7:00 AM EST on Tuesday, February 11, 2020. Email to:
dianne@elitepharma.com |
Audio
Replay: |
https://elite.irpass.com/events_presentations |
|
Item
7.01 |
Regulation
FD Disclosure. |
The
information disclosed in Item 2.02 above is incorporated into this
Item 7.01. The information included in this Current Report on Form
8-K (including the exhibit hereto) is being furnished under Item
2.02, “Results of Operations and Financial Condition,” Item 7.01,
“Regulation FD Disclosure” and Item 9.01 “Financial Statements and
Exhibits” of Form 8-K. As such, the information (including the
exhibit) herein shall not be deemed to be “filed” for the purposes
of Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), or otherwise subject to the liabilities of
that Section, nor shall it be incorporated by reference into a
filing under the Securities Act of 1933, as amended, or the
Exchange Act, regardless of any general incorporation language in
such filing, except as shall be expressly set forth by specific
reference in such a filing. This Current Report (including the
exhibit hereto) will not be deemed an admission as to the
materiality of any information required to be disclosed solely to
satisfy the requirements of Regulation FD.
|
Item
9.01 |
Financial
Statements and Exhibits. |
(d)
Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Dated:
February 10, 2020 |
ELITE
PHARMACEUTICALS, INC. |
|
|
|
|
By: |
/s/
Nasrat Hakim |
|
|
Nasrat
Hakim, President and CEO |
2