Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  


Date of Report (Date of Earliest Event Reported):


November 11, 2020 (November 5, 2020) 


CurAegis Technologies, Inc.



(Exact name of registrant as specified in its charter)


New York



(State or other jurisdiction of incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)




350 Linden Oaks

Rochester, New York



(Address of principal executive offices)


(Zip Code)


Registrant’s telephone number, including area code:




Not Applicable

Former name or former address, if changed since last report


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: 


☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.


Emerging growth company ☐


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐


Securities registered pursuant to Section 12(b) of the Exchange Act:


Title of each class

Trading Symbol(s)

Name of each exchange on which registered







Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.


On November 5, 2020, CurAegis Technologies, Inc. (the “Company”) was notified by Mr. Lance Drummond of his intention to resign as a Director. The Company is grateful for the guidance that he shared with the team over the past 23 months. The Board accepted the resignation on November 5, 2020, and in recognition of the service of Mr. Drummond to the Company, 180,000 vested options to purchase shares of the Company's common stock previously awarded, shall remain exercisable for the remainder of the applicable option terms, which amounts are equal to the number of shares that would have been exercisable for the remainder of his term had Mr. Drummond’s service continued through the three-year anniversary of the grant dates.







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.




CurAegis Technologies, Inc. 










November 11, 2020


/s/ James R. Donnelly




James R. Donnelly 




Chief Executive Officer



CurAegis Technologies (CE) (USOTC:CRGS)
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