Current Report Filing (8-k)

Date : 01/21/2020 @ 7:35PM
Source : Edgar (US Regulatory)
Stock : Cardiff Lexington Corporation (PK) (CDIX)
Quote : 0.0002  0.0 (0.00%) @ 8:21PM

Current Report Filing (8-k)



Washington, D.C. 20549




Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934


Date of Report (Date of earliest event reported): January 21, 2020




Florida 000-49709 84-1044583
(State or other jurisdiction of incorporation) (State or other jurisdiction of incorporation) (IRS Employer Identification No.)


401 E. Las Olas Blvd. Suite 1400

Ft. Lauderdale, FL 33301

(Address of principal executive offices, including zip code)


(844) 628-2100

(Registrant's telephone number, including area code)



(Former name or former address, if changed since last report)



Check the appropriate box below if the 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class   Trading Symbol(s)   Name of each exchange on which registered
N/A   N/A   N/A


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company 


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 








Explanation Note: In this Current Form 8-K/A, “Company,” “our company,” “we” “us,” and “our” refer to Cardiff International, Inc., unless the context requires otherwise.


Item 3.03 - Material Modification to Rights of Security Holders.


The information set forth in the DEF 14C is incorporated by reference into this Item 3.03. Effective January 20, 2020, the filed 14C Amended Certificate of Designation of Preferences Rights and Limitations of Certain Series of Preferred Stock issued and outstanding.






Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.



  Cardiff International, Inc.
  By: /s/ Daniel Thompson                        
    Daniel Thompson
  Title: Chairman

Dated: January 21, 2020














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