Statement of Changes in Beneficial Ownership (4)
May 04 2020 - 06:06AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
SHIM DONG HYUN |
2. Issuer Name and Ticker or Trading Symbol
BODY & MIND INC.
[
BAMM
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
(Last)
(First)
(Middle)
1803 - 177 ROBSON STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/30/2020 |
(Street)
VANCOUVER, A1 V6B 0N3
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Options (right to buy) | $0.67 (1) | 4/30/2020 | | A (2) | | 200000 | | (3) | 4/30/2025 | Common Stock | 200000 | $0 | 900000 (4) | D | |
Explanation of Responses: |
(1) | Prices shown reflect Canadian dollars. |
(2) | Granted pursuant to and in accordance with the Company stock incentive plan. |
(3) | The Options become exercisable as to 50,000 Options on October 30, 2020, 50,000 Options on April 30, 2021, 50,000 Options on October 30, 2021, and 50,000 Options on April 30, 2022. |
(4) | In addition to the options to purchase 200,000 shares as disclosed above, the Reporting Person also holds options to purchase 200,000 shares at an exercise price of C$0.66 per share expiring on November 24, 2022, options to purchase 250,000 shares at an exercise price of C$0.57 per share expiring on December 10, 2023, and options to purchase 250,000 shares at an exercise price of C$0.88 per share, subject to vesting provisions, expiring on August 21, 2024. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SHIM DONG HYUN 1803 - 177 ROBSON STREET VANCOUVER, A1 V6B 0N3 | X |
| Chief Financial Officer |
|
Signatures
|
/s/ Dong Hyun Shim | | 5/1/2020 |
**Signature of Reporting Person | Date |
Body and Mind (QB) (USOTC:BMMJ)
Historical Stock Chart
From Feb 2024 to Mar 2024
Body and Mind (QB) (USOTC:BMMJ)
Historical Stock Chart
From Mar 2023 to Mar 2024