Amended Statement of Ownership (sc 13g/a)

Date : 02/14/2019 @ 11:17AM
Source : Edgar (US Regulatory)
Stock : ZTO Express Cayman Inc (ZTO)
Quote : 20.92  0.11 (0.53%) @ 12:59AM
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Amended Statement of Ownership (sc 13g/a)

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

ZTO Express (Cayman) Inc.

(Name of Issuer)

Class A ordinary shares, par value of $0.0001 per share

(Title of Class of Securities)

G9897K 105

(CUSIP Number)

December 31, 2018

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

 

1

Names of Reporting Persons
Jianfa Lai

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

3

SEC Use Only

 

4

Citizenship or Place of Organization
People’s Republic of China

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
201,889 ordinary shares. See Item 4.

6

Shared Voting Power
66,000,000 ordinary shares. See Item 4.

7

Sole Dispositive Power
201,889 ordinary shares. See Item 4.

8

Shared Dispositive Power
66,000,000 ordinary shares. See Item 4.

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

66,201,889 ordinary shares. See Item 4.

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

11

Percent of Class Represented by Amount in Row (9)
8.4%. See Item 4.

 

12

Type of Reporting Person
IN

 

2


 

 

1

Names of Reporting Persons
Zto Ljf Holding Limited

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

3

SEC Use Only

 

4

Citizenship or Place of Organization
British Virgin Islands

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
0

6

Shared Voting Power
66,000,000 ordinary shares. See Item 4.

7

Sole Dispositive Power
0

8

Shared Dispositive Power
66,000,000 ordinary shares. See Item 4.

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
66,000,000 ordinary shares. See Item 4.

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

11

Percent of Class Represented by Amount in Row (9)
8.4%. See Item 4.

 

12

Type of Reporting Person
CO

 

3


 

Item 1(a).       Name of Issuer:

 

ZTO Express (Cayman) Inc.

 

Item 1(b).       Address of Issuer’s Principal Executive Offices:

 

Building One, No. 1685 Huazhi Road

Qingpu District, Shanghai, 201708
People’s Republic of China

 

Item 2(a).       Name of Person Filing:

 

Jianfa Lai

 

Zto Ljf Holding Limited

 

Item 2(b).       Address of Principal Business Office, or, if none, Residence:

 

Jianfa Lai

Building One, No. 1685 Huazhi Road

Qingpu District, Shanghai, 201708

People’s Republic of China

 

Zto Ljf Holding Limited

Sertus Chambers, P.O. Box 905

Quastisky Building, Road Town

Tortola, British Virgin Islands

 

Item 2(c).       Citizenship:

 

Jianfa Lai — People’s Republic of China

 

Zto Ljf Holding Limited — British Virgin Islands

 

Item 2(d).       Title of Class of Securities:

 

Class A ordinary shares, par value of $0.0001 per share (the “Class A Ordinary Shares”)

 

Item 2(e).       CUSIP No.:

 

G9897K 105

 

Item 3.            If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d -2(b) or (c), check whether the persons filing is a:

 

Not applicable

 

4


 

Item 4.            Ownership:

 

The following information with respect to the ownership of the Class A Ordinary Shares by each of the reporting persons is provided as of December 31, 2018:

 

Reporting
Person

 

Amount beneficially
owned

 

Percent
of
class
(1)

 

Sole power
to vote or
direct the
vote

 

Shared power to vote or
to direct the vote

 

Sole power to
dispose or to
direct the
disposition of

 

Shared power
to dispose or to direct the
disposition of

 

Jianfa Lai

 

66,201,889

(2)

8.4

%

201,889

(2)

66,000,000

(2)

201,889

(2)

66,000,000

(2)

Zto Ljf Holding Limited

 

66,000,000

(3)

8.4

%

0

 

66,000,000

(3)

0

 

66,000,000

(3)

 


(1)   The percentage of the class of securities beneficially owned by each reporting person is based on 785,463,859 outstanding ordinary shares as a single class, being the sum of 579,363,859 Class A Ordinary Shares (excluding (i) 9,682,255 Class A Ordinary Shares issued and reserved for the purpose of the Issuer’s employee share holding platform, all shareholder rights attaching to which shares have been waived by the holder thereof, and (ii) the Issuer’s repurchase of 16,121,437 Class A Ordinary Shares in the form of American depositary shares (“ADSs”)) and 206,100,000 Class B ordinary shares, par value of $0.0001 per share, of the Issuer (“Class B Ordinary Shares”) outstanding as of December 31, 2018, assuming conversion of all Class B Ordinary Shares into Class A Ordinary Shares.

 

(2)   Includes (i) 66,000,000 Class A Ordinary Shares held by Zto Ljf Holding Limited and (ii) 201,889 Class A Ordinary Shares, in the form of ADSs, vested from restricted share units held by Mr. Jianfa Lai.

 

(3)   66,000,000 Class A Ordinary Shares held by Zto Ljf Holding Limited.

 

Item 5.            Ownership of Five Percent or Less of a Class:

 

Not applicable

 

Item 6.            Ownership of More than Five Percent on Behalf of Another Person:

 

Not applicable

 

Item 7.            Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:

 

Not applicable

 

Item 8.            Identification and Classification of Members of the Group:

 

Not applicable

 

Item 9.            Notice of Dissolution of Group:

 

Not applicable

 

Item 10.          Certifications:

 

Not applicable

 

5


 

LIST OF EXHIBITS

 

Exhibit 99.1* — Joint Filing Agreement, dated February 14, 2017

 


*              Previously filed

 

6


 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2019

 

 

 

 

 

 

 

Jianfa Lai

 

 

 

 

 

/s/ Jianfa Lai

 

 

 

 

 

 

 

 

Zto Ljf Holding Limited

 

 

 

 

 

 

 

By:

/s/ Jianfa Lai

 

Name:

Jianfa Lai

 

Title:

Director

 

7


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