FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

TROM JEFF D.
2. Issuer Name and Ticker or Trading Symbol

WORKIVA INC [ WK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Executive VP & CTO
(Last)          (First)          (Middle)

2900 UNIVERSITY BOULEVARD
3. Date of Earliest Transaction (MM/DD/YYYY)

8/13/2021
(Street)

AMES, IA 50010
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 8/13/2021  C  140000 A$0 140000 I By revocable trust 
Class A Common Stock         270976 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock (1) (1)8/13/2021  C     140000   (1) (1)Class A Common Stock 140000.0 $0 113645 I By revocable trust 
Class B Common Stock (1) (1)           (1) (1)Class A Common Stock 328402.0  328402 I By charitable remainder trust 
Class B Common Stock (1) (1)           (1) (1)Class A Common Stock 57000.0  57000 I By irrevocable trust 
Class B Common Stock (1) (1)           (1) (1)Class A Common Stock 57000.0  57000 I By irrevocable trust 
Class B Common Stock (1) (1)           (1) (1)Class A Common Stock 57000.0  57000 I By irrevocable trust 
Employee Stock Option to Purchase Class A Common Stock (2)$12.4           2/1/2018 (3)1/31/2027 Class A Common Stock 25215.0  25215 D  
Employee Stock Option to Purchase Class A Common Stock (2)$14.74           2/1/2017 (3)1/31/2026 Class A Common Stock 21212.0  21212 D  
Employee Stock Option to Purchase Class A Common Stock (4)$15.83           8/12/2015 (5)8/11/2024 Class A Common Stock 159592.0  159592 D  

Explanation of Responses:
(1) Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
(2) Granted pursuant to the 2014 Equity Incentive Plan.
(3) Vests in three equal annual installments commencing on the first anniversary of the grant date.
(4) Granted pursuant to 2009 Unit Incentive Plan.
(5) Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
TROM JEFF D.
2900 UNIVERSITY BOULEVARD
AMES, IA 50010


Executive VP & CTO

Signatures
/s/ Brandon E. Ziegler as attorney-in-fact for Jeffrey D. Trom8/17/2021
**Signature of Reporting PersonDate

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