Statement of Changes in Beneficial Ownership (4)
August 12 2021 - 6:48PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ZWIERS JAMES D |
2. Issuer Name and Ticker or Trading Symbol
WOLVERINE WORLD WIDE INC /DE/
[
WWW
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Executive Vice President |
(Last)
(First)
(Middle)
9341 COURTLAND DRIVE NE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/10/2021 |
(Street)
ROCKFORD, MI 49351
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/10/2021 | | M | | 35994 | A | $21.48 | 39344 | D | |
Common Stock | 8/10/2021 | | M | | 34009 | A | $27.13 | 73353 | D | |
Common Stock | 8/10/2021 | | S | | 70003 | D | $36.92 (1) | 3350 | D | |
Common Stock | 8/10/2021 | | S | | 7500 | D | $36.92 (1) | 0 | I | By Trust (2) |
Common Stock | 8/10/2021 | | S | | 43355 | D | $36.82 (3) | 32235 | I | By Trust (4) |
Common Stock | 8/10/2021 | | G |
V
| 7900 | D | $0.00 | 24335 | I | By Trust (4) |
Common Stock | 8/10/2021 | | S | | 23287 | D | $36.92 (1) | 302 | I | By Trust (5) |
Common Stock | 8/11/2021 | | M | | 2806 | A | $21.48 | 6156 | D | |
Common Stock | 8/11/2021 | | S | | 2806 | D | $36.76 (6) | 3350 | D | |
Common Stock | 8/11/2021 | | S | | 556 | D | $36.75 | 23779 | I | By Trust (4) |
Common Stock | 8/11/2021 | | S | | 302 | D | $36.75 | 0 | I | By Trust (5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) (7) | $21.48 | 8/10/2021 | | M | | 35994 | | (8) | 2/5/2023 | Common Stock | 35994 | $0.00 | 2806 | D | |
Stock Option (Right to Buy) | $27.13 | 8/10/2021 | | M | | 34009 | | (9) | 2/10/2024 | Common Stock | 34009 | $0.00 | 0 | D | |
Stock Option (Right to Buy) (7) | $21.48 | 8/11/2021 | | M | | 2806 | | (8) | 2/5/2023 | Common Stock | 2806 | $0.00 | 0 | D | |
Explanation of Responses: |
(1) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.75 to $37.23. The reporting person undertakes to provide to Wolverine World Wide, Inc., any security holder of Wolverine World Wide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
(2) | Shares held by The James D. Zwiers Trust. |
(3) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.75 to $37.11. The reporting person undertakes to provide to Wolverine World Wide, Inc., any security holder of Wolverine World Wide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
(4) | Shares held by the Jane M. Zwiers Trust. |
(5) | Shares held by the reporting person's Grantor Retained Annuity Trust Agreement II Dated April 1, 2020. |
(6) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.75 to $36.76. The reporting person undertakes to provide to Wolverine World Wide, Inc., any security holder of Wolverine World Wide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
(7) | The number of Stock Options and the exercise price have been adjusted to reflect the Issuer's November 1, 2013 two-for-one stock split. |
(8) | The Stock Option vested in three installments of 1/3 each on 02/06/2014, 02/06/2015 and 02/06/2016. |
(9) | The Stock Option vested in three installments of 1/3 each on 02/11/2015, 02/11/2016 and 02/11/2017. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
ZWIERS JAMES D 9341 COURTLAND DRIVE NE ROCKFORD, MI 49351 |
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| Executive Vice President |
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Signatures
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/s/ David Latchana, by Power of Attorney | | 8/12/2021 |
**Signature of Reporting Person | Date |
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