Statement of Changes in Beneficial Ownership (4)
December 31 2020 - 4:07PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Biddle Catherine U |
2. Issuer Name and Ticker or Trading Symbol
URSTADT BIDDLE PROPERTIES INC
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UBP
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
321 RAILROAD AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/30/2020 |
(Street)
GREENWICH, CT 06830
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/30/2020 | | G(1) |
V
| 659121 | D | $0.00 | 1727076 | I | See Footnote (2) |
Common Stock | 12/30/2020 | | G(1) |
V
| 659121 | A | $0.00 | 1046000 | I | See Footnote (3) |
Common Stock | | | | | | | | 385671 | I | See Footnote (4) |
Common Stock | | | | | | | | 35862 | D (5) | |
Common Stock | | | | | | | | 5163 | I | See Footnote (6) |
Common Stock | | | | | | | | 1070 | I | See Footnote (7) |
Common Stock | | | | | | | | 21000 | I | See footnote (8) |
Common Stock | | | | | | | | 2294 | I | See footnote (9) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares gifted by Willing L. Biddle, spouse of Catherine U. Biddle (the "Reporting Person"), to Willing L. Biddle 2012 Dynasty Trust. |
(2) | Shares held by Willing L. Biddle, of which 900,000 are restricted shares, subject to vesting, issued pursuant to the Issuer's Restricted Stock Award Plan. |
(3) | Shares held by Willing L. Biddle 2012 Dynasty Trust. |
(4) | Shares held by Catherine U. Biddle 2012 Dynasty Trust. |
(5) | Shares held by the Reporting Person, of which 5,650 are restricted shares, subject to vesting, issued to the Reporting Person pursuant to the Issuer's Restricted Stock Award Plan. The number of shares reported does not include shares of Common Stock of the Issuer owned by Urstadt Realty Associates Co LP ("URACO"), of which the Catherine U. Biddle Irrevocable Trust (the "CUB Trust") is a limited partner. The Reporting Person is the sole beneficiary of the CUB Trust. The number of shares reported also does not include shares of Common Stock of the Issuer owned by Urstadt Property Company, Inc. ("UPCO"), of which the Reporting Person is an officer and shareholder. Shares held by URACO and UPCO are separately reported by Elinor F. Urstadt and the estate of Charles J. Urstadt, the controlling shareholders, and UPCO, the general partner of URACO. |
(6) | Shares held by Willing L. Biddle Inherited IRA. |
(7) | Shares held by Charles Biddle Trust. |
(8) | Shares held by Trust UW PTB Art 4.1. |
(9) | Shares held by Excess Benefit and Deferred Compensation Plan of 2005, of which Willing L. Biddle is a participant. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Biddle Catherine U 321 RAILROAD AVENUE GREENWICH, CT 06830 | X | X |
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Signatures
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/s/ Catherine U. Biddle by Miyun Sung as Attorney -in-fact | | 12/31/2020 |
**Signature of Reporting Person | Date |
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