Current Report Filing (8-k)
April 28 2020 - 04:36PM
Edgar (US Regulatory)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) ofThe Securities Exchange Act of
1934
Date of Report (Date of earliest event reported): April 28, 2020
(April 27, 2020)
RAYTHEON TECHNOLOGIES CORPORATION
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(Exact name of registrant as specified in its charter) |
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Delaware |
001-00812 |
06-0570975 |
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(State or other jurisdictionof incorporation) |
(CommissionFile Number) |
(IRS EmployerIdentification No.) |
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870 Winter StreetWaltham, Massachusetts 02451 |
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(Address of principal executive offices, including zip
code) |
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(Registrant’s telephone number, including area
code)(781)
522-3000
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(Former name or former address, if changed since last
report) |
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act
(17 CFR 240.14d-2(b))
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act
(17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
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Common Stock ($1 par value) |
RTX |
New York Stock Exchange |
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(CUSIP 75513E 101) |
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2.150% Notes due 2030 |
RTX 30 |
New York Stock Exchange |
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(CUSIP 75513E AB7) |
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Floating Rate Notes due 2020 |
RTX 20B |
New York Stock Exchange |
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(CUSIP 75513E AA9) |
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Section 5 - Corporate Governance and Management
Item 5.07 Submission of Matters to a Vote of Security
Holders.
Raytheon Technologies Corporation (formerly known as United
Technologies Corporation) (“RTC” or "Company") held its 2020 Annual
Meeting of Shareowners on April 27, 2020. As of March 3, 2020, the
record date for the meeting, 866,164,920 shares of RTC common stock
were issued and outstanding. A quorum of 750,735,622 shares of
common stock was present or represented at the
meeting.
Set forth below are the final voting results for each of the
matters submitted to a vote of the shareholders. For more
information about the proposals set forth below, please see the
United Technologies Corporation definitive proxy statement filed
with the Securities and Exchange Commission on March 13,
2020.
1)Election
of Directors. The following individuals were elected to serve as
directors for a term expiring at the 2021 Annual Meeting of
Shareowners or upon the election and qualification of their
successors. The voting results for each of the nominees are as
follows:
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Nominee |
VotesFor
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VotesAgainst
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Abstentions |
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Broker Non-Votes |
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Lloyd J. Austin III |
647,525,359 |
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8,056,350 |
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1,393,684 |
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93,760,229 |
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Gregory J. Hayes |
642,870,630 |
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12,787,861 |
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1,316,902 |
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93,760,229 |
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Marshall O. Larsen |
649,593,861 |
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5,965,377 |
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1,416,155 |
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93,760,229 |
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Robert K. (Kelly) Ortberg |
649,775,622 |
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5,876,900 |
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1,322,871 |
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93,760,229 |
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Margaret L. O'Sullivan |
649,567,916 |
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5,982,162 |
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1,425,315 |
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93,760,229 |
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Denise L. Ramos |
644,098,903 |
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11,598,716 |
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1,277,774 |
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93,760,229 |
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Fredric G. Reynolds |
640,519,690 |
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15,029,964 |
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1,425,739 |
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93,760,229 |
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Brian C. Rogers |
646,756,709 |
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8,803,296 |
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1,415,388 |
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93,760,229 |
2) A proposal that shareowners approve, on an advisory basis, the
compensation of RTC’s named executive officers. The proposal was
approved, and the voting results are as follows:
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Votes For |
Votes Against |
Abstentions |
Broker Non-Votes |
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614,724,861 |
39,467,292 |
2,783,240 |
93,760,229 |
3) A proposal to appoint PricewaterhouseCoopers LLP, a firm of
independent registered public accountants, to serve as RTC's
Independent Auditor for 2020 until the next Annual Meeting in 2021.
The proposal was approved, and the voting results are as
follows:
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Votes For |
Votes Against |
Abstentions |
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719,271,354 |
30,084,650 |
1,379,618 |
4) A shareowner proposal regarding simple majority vote
requirement. The proposal was voted upon favorably by a majority of
the shares voted, but not by at least 80% of the outstanding
shares; the voting results are as follows:
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Votes For |
Votes Against |
Abstentions |
Broker Non-Votes |
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615,228,335 |
17,215,291 |
24,519,964 |
93,772,030 |
5) A shareowner proposal to create a committee to prepare a report
regarding the impact of plant closure on communities and
alternatives to help mitigate the effects. The proposal was not
approved, and the voting results are as follows:
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Votes For |
Votes Against |
Abstentions |
Broker Non-Votes |
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34,909,999 |
613,852,400 |
8,212,994 |
93,760,229 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
RAYTHEON TECHNOLOGIES CORPORATION
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Date: April 28, 2020
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By: |
/s/ Dana Ng_____________________________
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Name: Dana Ng |
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Title: Corporate Vice President & Secretary |
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