Statement of Changes in Beneficial Ownership (4)
March 07 2022 - 3:49PM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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SHEEHAN JOHN D |
2. Issuer Name and Ticker or Trading Symbol
TEREX CORP
[
TEX
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Former CFO |
(Last)
(First)
(Middle)
C/O TEREX CORPORATION, 45 GLOVER AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/3/2022 |
(Street)
NORWALK, CT 06850
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $.01 | 3/3/2022 | | D | | 2028 (1) | D | $0 | 170693 | D | |
Common Stock, par value $.01 | 3/3/2022 | | A | | 20797 (2) | A | $0 | 191490 | D | |
Common Stock, par value $.01 | 3/4/2022 | | F | | 1336 (3) | D | $40.34 | 190154 | D | |
Common Stock, par value $.01 | | | | | | | | 67 | I | Family Trust |
Common Stock, par value $.01 | | | | | | | | 4152 | I | 401(k) plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Reflects shares of restricted stock forfeited by Mr. Sheehan pursuant to the terms of a performance award granted in 2019. |
(2) | Performance shares awarded pursuant to the terms of performance based awards granted in 2019, 2020 and 2021 resulting from the Company's exceeding performance targets set out in such grant for the period ended December 31, 2021. |
(3) | Shares are being withheld for payment of the tax liability associated with the scheduled vesting of previously granted restricted stock awards. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SHEEHAN JOHN D C/O TEREX CORPORATION 45 GLOVER AVENUE NORWALK, CT 06850 |
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| Former CFO |
Signatures
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/s/Scott J. Posner, power of attorney | | 3/7/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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