Statement of Changes in Beneficial Ownership (4)
February 26 2021 - 02:58PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
GEORGE AMY |
2. Issuer Name and Ticker or Trading Symbol
TEREX CORP
[
TEX
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Senior V.P. Human Resources |
(Last)
(First)
(Middle)
C/O TEREX CORPORATION, 45 GLOVER AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/24/2021 |
(Street)
NORWALK, CT 06850
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, $.01 par value | 2/24/2021 | | D | | 5073 (1) | D | $0 | 96556 | D | |
Common Stock, $.01 par value | 2/24/2021 | | A | | 2027 (2) | A | $0 | 98583 | D | |
Common Stock, $.01 par value | | | | | | | | 4733 | I | 401(k) plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Reflects shares of restricted stock forfeited by Ms. George pursuant to the terms of performance awards granted in 2018, 2019 and 2020. |
(2) | Performance shares awarded pursuant to the terms of performance based awards granted in 2018, 2019 and 2020 resulting from the Company's exceeding performance targets set out in such grant for the period ended December 31, 2020. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
GEORGE AMY C/O TEREX CORPORATION 45 GLOVER AVENUE NORWALK, CT 06850 |
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| Senior V.P. Human Resources |
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Signatures
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/s/Scott J. Posner, by power of attorney | | 2/26/2021 |
**Signature of Reporting Person | Date |
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