Amended Statement of Changes in Beneficial Ownership (4/a)
June 11 2020 - 5:54PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MCMILLAN STEPHEN |
2. Issuer Name and Ticker or Trading Symbol
TERADATA CORP /DE/
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TDC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President and CEO |
(Last)
(First)
(Middle)
17095 VIA DEL CAMPO |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/9/2020 |
(Street)
SAN DIEGO, CA 92127
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
6/10/2020 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 6/9/2020 | | A(1) | | 200530 (2) | A | $0.00 | 200530 | D | |
Common Stock | 6/9/2020 | | A(3) | | 146237 | A | $0.00 | 346767 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | New-hire award of restricted share units which vests in three installments as follows: 45% of the units vest on December 1, 2020, 42% of the units vest on June 9, 2021, and the remainder of the units (i.e., 13% of the units) vest on June 9, 2022. |
(2) | The original Form 4 filed on behalf of the reporting person on June 10, 2020, incorrectly reported the award total as 566,122 instead of 200,530. This amendment is being filed to correct this amount which is also reflected in the total securities beneficially owned following the two reported transactions. The original Form 4 was timely filed and correct in all other respects. |
(3) | Award of restricted share units which vests in three equal annual installments beginning on June 9, 2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MCMILLAN STEPHEN 17095 VIA DEL CAMPO SAN DIEGO, CA 92127 | X |
| President and CEO |
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Signatures
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Peter A. Christou, Attorney-in-fact for Stephen McMillan | | 6/11/2020 |
**Signature of Reporting Person | Date |
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