Statement of Changes in Beneficial Ownership (4)
November 27 2019 - 4:03PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
TRUSSELL ROBERT B JR |
2. Issuer Name and Ticker or Trading Symbol
TEMPUR SEALY INTERNATIONAL, INC.
[
TPX
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O TEMPUR SEALY INTERNATIONAL, INC., 1000 TEMPUR WAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/26/2019 |
(Street)
LEXINGTON, KY 40511
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 11/26/2019 | | M | | 679 | A | $61.72 | 17201 | D | |
Common Stock | 11/26/2019 | | S | | 679 | D | $84.87 (1) | 16522 | D | |
Common Stock | 11/26/2019 | | M | | 1023 | A | $62.03 | 17545 | D | |
Common Stock | 11/26/2019 | | S | | 1023 | D | $84.87 (1) | 16522 | D | |
Common Stock | 11/26/2019 | | M | | 2553 | A | $43.28 | 19075 | D | |
Common Stock | 11/26/2019 | | S | | 2553 | D | $84.87 (1) | 16522 | D | |
Common Stock | 11/26/2019 | | M | | 1326 | A | $52.87 | 17848 | D | |
Common Stock | 11/26/2019 | | S | | 1326 | D | $84.87 (1) | 16522 | D | |
Common Stock | 11/26/2019 | | M | | 1653 | A | $59.82 | 18175 | D | |
Common Stock | 11/26/2019 | | S | | 1653 | D | $84.87 (1) | 16522 | D | |
Common Stock | 11/26/2019 | | S | | 3276 | D | $84.87 (1) | 13246 | D | |
Common Stock | 11/27/2019 | | S | | 3000 | D | $84.60 (2) | 10246 | D | |
Common Stock | 11/27/2019 | | S | | 4500 | D | $84.65 | 10000 | I | By RBT Investments LLC (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (right to buy) | $61.72 | 11/26/2019 | | M | | | 679 | (4) | 4/25/2021 | Common Stock | 679.0 | $0 | 0 | D | |
Stock Options (right to buy) | $62.03 | 11/26/2019 | | M | | | 1023 | (5) | 4/24/2022 | Common Stock | 1023.0 | $0 | 0 | D | |
Stock Options (right to buy) | $43.28 | 11/26/2019 | | M | | | 2553 | (6) | 5/21/2023 | Common Stock | 2553.0 | $0 | 0 | D | |
Stock Options (right to buy) | $52.87 | 11/26/2019 | | M | | | 1326 | (7) | 5/6/2024 | Common Stock | 1326.0 | $0 | 0 | D | |
Stock Options (right to buy) | $59.82 | 11/26/2019 | | M | | | 1653 | (8) | 5/10/2025 | Common Stock | 1653.0 | $0 | 0 | D | |
Explanation of Responses: |
(1) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.75 to $85.02. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
(2) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.59 to $84.68. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
(3) | The reporting person and his spouse control the investment and voting decisions of RBT Investments, LLC indirectly as trustees of the members of RBT Management, LLC, the manager for RBT Investments, LLC. |
(4) | These options vested on the following dates with respect to the specified number of shares of common stock: July 31, 2011 - 170 shares; October 31, 2011 - 170 shares; January 31, 2012 - 170 shares; and April 30, 2012 - 169 shares. |
(5) | These options vested on the following dates with respect to the specified number of shares of common stock: July 31, 2012 - 256 shares; October 31, 2012 - 256 shares; January 31, 2013 - 256 shares; and April 30, 2013 - 255 shares. |
(6) | These options vested on the following dates with respect to the specified number of shares of common stock: July 31, 2013 - 639 shares; October 31, 2013 - 638 shares; January 31, 2014 - 638 shares; and April 30, 2014 - 638 shares. |
(7) | These options vested on the following dates with respect to the specified number of shares of common stock: July 31, 2014 - 332 shares; October 31, 2014 - 332 shares; January 31, 2015 - 331 shares; April 30, 2015 - 331 shares. |
(8) | These options vested on the following dates with respect to the specified number of shares of common stock: July 31, 2015 - 414 shares; October 31, 2015 - 413 shares; January 31, 2016 - 413 shares; April 30, 2016 - 413 shares. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
TRUSSELL ROBERT B JR C/O TEMPUR SEALY INTERNATIONAL, INC. 1000 TEMPUR WAY LEXINGTON, KY 40511 | X |
|
|
|
Signatures
|
/s/ Bhaskar Rao | | 11/27/2019 |
**Signature of Reporting Person | Date |
Tempur Sealy (NYSE:TPX)
Historical Stock Chart
From Mar 2024 to Apr 2024
Tempur Sealy (NYSE:TPX)
Historical Stock Chart
From Apr 2023 to Apr 2024