As filed with the United States Securities and Exchange Commission on February 5,
2021
Registration
No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
Under
THE
SECURITIES ACT OF 1933
SPOTIFY TECHNOLOGY S.A.
(Exact Name of Registrant as Specified in its Charter)
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Grand Duchy of Luxembourg
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98-1097620
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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42-44, avenue de la Gare
L-1610 Luxembourg
Grand Duchy of Luxembourg
(Address, including zip code, of principal executive offices)
TERMS AND CONDITIONS GOVERNING EMPLOYEE STOCK OPTIONS 2021/2026 IN SPOTIFY TECHNOLOGY S.A.
TERMS AND CONDITIONS GOVERNING EMPLOYEE RESTRICTED STOCK UNITS 2021/2026 IN SPOTIFY TECHNOLOGY S.A.
TERMS AND CONDITIONS GOVERNING CONSULTANT STOCK OPTIONS 2021/2026 IN SPOTIFY TECHNOLOGY S.A.
TERMS AND CONDITIONS GOVERNING CONSULTANT RESTRICTED STOCK UNITS 2021/2026 IN SPOTIFY TECHNOLOGY S.A.
(Full title of the plan)
Horacio Gutierrez
Head
of Global Affairs and Chief Legal Officer
150 Greenwich Street, 63rd Floor
New York, NY 10007
(Name,
address and telephone number, including area code, of agent for service)
Copies to:
Marc. D. Jaffe
Gregory P. Rodgers
Benjamin J. Cohen
Latham & Watkins LLP
885 Third Avenue
New
York, New York 10022
(212) 906-1200
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated
filer, a smaller reporting company, or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company, and emerging growth company in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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☒
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Accelerated filer
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☐
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Non-accelerated filer
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☐
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Smaller reporting company
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☐
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Emerging growth company
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☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
CALCULATION
OF REGISTRATION FEE
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Title of Securities
to be Registered
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Amount
to be
Registered(1)
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Proposed Maximum
Offering Price Per
Share(4)
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Proposed Maximum
Aggregate Offering
Price(4)
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Amount of
Registration Fee
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Ordinary Shares, nominal value of 0.000625 per
share
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31,850,000 (2)
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$322.11
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$10,259,203,500
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$1,119,279.11
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Ordinary Shares, nominal value of 0.000625 per
share
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50,000 (3)
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$322.11
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$16,105,500
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$1,757.11
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Aggregate Registration Fee
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31,900,000
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$10,275,309,000
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$1,121,036.22
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(1)
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Pursuant to Rule 416(a) promulgated under the Securities Act of 1933, as amended (the Securities
Act), this Registration Statement shall also cover any additional Ordinary Shares, nominal value of 0.000625 per share (Ordinary Shares), of Spotify Technology S.A. (the Company) that become issuable
under the Terms and Conditions Governing Employee Stock Options 2021/2026 in the Company along with the appendices thereto (the 2021 ESOP), the Terms and Conditions Governing Employee Restricted Stock Units 2021/2026 in the
Company along with the appendices thereto (the 2021 Employee RSU Plan), the Terms and Conditions Governing Consultant Stock Options 2021/2026 in the Company along with the appendices thereto (the 2021 CSOP) and
the Terms and Conditions Governing Consultant Restricted Stock Units 2021/2026 in the Company along with the appendices thereto (the 2021 Consultant RSU Plan) by reason of any share dividend, share split, recapitalization or other
similar transaction effected without receipt of consideration that increases the number of outstanding Ordinary Shares.
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(2)
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The 2021 ESOP and the 2021 Employee RSU Plan collectively authorize the issuance of up to a maximum of
31,850,000 Ordinary Shares. Ordinary Shares available for grant or sale under each of the 2021 ESOP and the 2021 Employee RSU Plan will be reduced by the net Ordinary Shares granted under the other plan.
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(3)
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The 2021 CSOP and the 2021 Consultant RSU Plan collectively authorize the issuance of up to a maximum of 50,000
Ordinary Shares. Ordinary Shares available for grant or sale under each of the 2021 CSOP and the 2021 Consultant RSU Plan will be reduced by the net Ordinary Shares granted under the other plan.
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(4)
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Estimated in accordance with Rules 457(c) and 457(h) of the Securities Act, solely for the purpose of
calculating the registration fee, based on the average of the high and low sale prices per Ordinary Share as reported on the New York Stock Exchange on January 29, 2021.
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