Statement of Changes in Beneficial Ownership (4)
February 25 2021 - 6:25PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Nealon Thomas M |
2. Issuer Name and Ticker or Trading Symbol
SOUTHWEST AIRLINES CO
[
LUV
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President |
(Last)
(First)
(Middle)
SOUTHWEST AIRLINES CO., 2702 LOVE FIELD DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/23/2021 |
(Street)
DALLAS, TX 75235
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/23/2021 | | S | | 1300 | D | $55.94 | 177301 | D | |
Common Stock | 2/23/2021 | | S | | 200 | D | $55.95 | 177101 | D | |
Common Stock | 2/23/2021 | | S | | 200 | D | $55.955 | 176901 | D | |
Common Stock | 2/23/2021 | | S | | 500 | D | $55.96 | 176401 | D | |
Common Stock | 2/23/2021 | | S | | 200 | D | $55.965 | 176201 | D | |
Common Stock | 2/23/2021 | | S | | 1531 | D | $55.97 | 174670 | D | |
Common Stock | 2/23/2021 | | S | | 2132 | D | $55.98 | 172538 | D | |
Common Stock | 2/23/2021 | | S | | 100 | D | $55.985 | 172438 | D | |
Common Stock | 2/23/2021 | | S | | 2400 | D | $55.99 | 170038 | D | |
Common Stock | 2/23/2021 | | S | | 2608 | D | $56 | 167430 | D | |
Common Stock | 2/23/2021 | | S | | 1537 | D | $56.01 | 165893 | D | |
Common Stock | 2/23/2021 | | S | | 1000 | D | $56.02 | 164893 | D | |
Common Stock | 2/23/2021 | | S | | 1800 | D | $56.03 | 163093 | D | |
Common Stock | 2/23/2021 | | S | | 1100 | D | $56.04 | 161993 | D | |
Common Stock | 2/23/2021 | | S | | 400 | D | $56.05 | 161593 | D | |
Common Stock | 2/23/2021 | | S | | 200 | D | $56.06 | 161393 | D | |
Common Stock | 2/23/2021 | | S | | 700 | D | $56.07 | 160693 | D | |
Common Stock | 2/23/2021 | | S | | 300 | D | $56.08 | 160393 | D | |
Common Stock | 2/23/2021 | | S | | 400 | D | $56.09 | 159993 | D | |
Common Stock | 2/23/2021 | | S | | 200 | D | $56.1 | 159793 | D | |
Common Stock | 2/23/2021 | | S | | 539 | D | $56.11 | 159254 | D | |
Common Stock | 2/23/2021 | | S | | 400 | D | $56.12 | 158854 | D | |
Common Stock | 2/23/2021 | | S | | 400 | D | $56.13 | 158454 | D | |
Common Stock | 2/23/2021 | | S | | 300 | D | $56.14 | 158154 | D | |
Common Stock | 2/23/2021 | | S | | 200 | D | $56.16 | 157954 | D | |
Common Stock | 2/23/2021 | | S | | 200 | D | $56.21 | 157754 | D | |
Common Stock | 2/23/2021 | | S | | 400 | D | $56.22 | 157354 | D | |
Common Stock | 2/23/2021 | | S | | 300 | D | $56.25 | 157054 | D | |
Common Stock | 2/23/2021 | | S | | 200 | D | $56.27 | 156854 | D | |
Common Stock | 2/23/2021 | | S | | 300 | D | $56.28 | 156554 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Nealon Thomas M SOUTHWEST AIRLINES CO. 2702 LOVE FIELD DRIVE DALLAS, TX 75235 |
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| President |
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Signatures
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/s/ Tim Whisler, on behalf of and as attorney-in-fact for Thomas M. Nealon | | 2/25/2021 |
**Signature of Reporting Person | Date |
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