FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Mullen John Patrick
2. Issuer Name and Ticker or Trading Symbol

SERVICEMASTER GLOBAL HOLDINGS INC [ SERV ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
VP, Controller & CAO
(Last)          (First)          (Middle)

150 PEABODY PLACE
3. Date of Earliest Transaction (MM/DD/YYYY)

3/14/2019
(Street)

MEMPHIS, TN 38103-3720
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   3/14/2019     M    8717   A   (1) 14389   D    
Common Stock   3/14/2019     M    2511   A   (2) 16900   D    
Common Stock   3/14/2019     M    8811   A   (3) 25711   D    
Common Stock   3/14/2019     M    2337   A   (4) 28048   D    
Common Stock   3/14/2019     S    22376   D $47.7957   (5) 5672   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy)   $21.77   3/14/2019     M         8717      (6) (1)   (1) (6) Common Stock   8717     (1) 0   D    
Employee Stock Option (right to buy)   $24.23   3/14/2019     M         2511      (2) (6)   (2) (6) Common Stock   2511     (2) (6) 0   D    
Employee Stock Option (right to buy)   $26.81   3/14/2019     M         8811      (3) (6)   (3) (6) Common Stock   8811     (3) (6) 2937   D    
Employee Stock Option (right to buy)   $37.07   3/14/2019     M         2337      (4) (6)   (4) (6) Common Stock   2337     (4) (6) 7014   D    
Employee Stock Options (right to buy)   $26.01   2/20/2017     J     V 13170         (7) (6)   (7) (6) Common Stock   13170     (7) (6) 13170   D    

Explanation of Responses:
(1)  These stock options were granted on February 24, 2015, and vested and became exercisable in four equal installments on the first four anniversaries of the grant date.
(2)  These stock options were granted on March 6, 2015, and vested and became exercisable in four equal annual installments on the first four anniversaries of the grant date.
(3)  These stock options were granted on February 22, 2016, and vested and became exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment.
(4)  These stock options were granted on February 18, 2018, and vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment.
(5)  The price reported in Table 1, Column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $$47.69-47.97 inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
(6)  The number of stock options were all adjusted in connection with the spin-off of the American Home Shield business based on the closing price of ServiceMaster's stock on September 28, 2018, and opening price of ServiceMaster's stock on October 1, 2018.
(7)  These stock options were granted on February 20, 2017, and vested and became exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Mullen John Patrick
150 PEABODY PLACE
MEMPHIS, TN 38103-3720


VP, Controller & CAO

Signatures
Dirk R. Gardner, Attorney In Fact For John P. Mullen 3/18/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
ServiceMaster Global (NYSE:SERV)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more ServiceMaster Global Charts.
ServiceMaster Global (NYSE:SERV)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more ServiceMaster Global Charts.