Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
December 01 2020 - 09:18AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
For the month of December 2020
Commission File Number: 001-35135
Sequans Communications S.A.
(Translation of Registrant’s name into English)
15-55 boulevard Charles de Gaulle
92700 Colombes, France
Telephone : +33 1 70 72 16 00
(Address of Principal Executive Office)
Indicate by check mark whether the registrant files or will file
annual reports under cover of Form 20-F or Form 40-F: Form
20-F
R
Form 40-F
£
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(1): Yes
£ NoR
Note:
Regulation S-T Rule 101(b)(1) only permits the submission
in paper of a Form 6-K if submitted solely to provide an attached
annual report to security holders.
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(7): Yes
£
NoR
Note:
Regulation S-T Rule 101(b)(7) only permits the submission
in paper of a Form 6-K if submitted to furnish a report or other
document that the registrant foreign private issuer must furnish
and make public under the laws of the jurisdiction in which the
registrant is incorporated, domiciled or legally organized (the
registrant’s “home country”), or under the rules of the home
country exchange on which the registrant’s securities are traded,
as long as the report or other document is not a press release, is
not required to be and has not been distributed to the registrant’s
security holders, and, if discussing a material event, has already
been the subject of a Form 6-K submission or other Commission
filing on EDGAR.
Indicate by check mark whether the registrant by furnishing the
information contained in this Form is also thereby furnishing the
information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934: Yes
£ NoR
If “Yes” is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b):
82-_______________.
EXPLANATORY NOTE
Sequans Communications S.A. (the “Company”) is a foreign private
issuer, and therefore its officers and directors are not required
to report insider transactions on Form 3s and Form 4s under Section
16 of the Securities Exchange Act of 1934. However, to provide
greater transparency to the market, the Board of Directors of the
Company have determined to voluntarily report insider transactions
in a Form 6-K.
Such reporting will be done on a monthly basis for all officer and
director transactions during the previous month.
On November 6, 2020, Mr. Yves Maitre, a member of the Company's
Board of Directors, purchased a total of 12,500 of the Company’s
American Depositary Shares (“ADSs”) on the open market at a
weighted average price per ADS of $3.98. Following this
transaction, Mr. Maitre beneficially owns 38,750 of the Company’s
ADSs. This amount excludes any exercisable warrants.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SEQUANS COMMUNICATIONS S.A.
(Registrant)
|
|
Date: December 1, 2020 |
By: |
/s/ Deborah Choate |
|
|
|
Deborah Choate |
|
|
|
Chief Financial Officer |
|
|