Initial Statement of Beneficial Ownership (3)

Date : 06/07/2019 @ 6:02PM
Source : Edgar (US Regulatory)
Stock : Schlumberger N.V. (SLB)
Quote : 38.71  -0.07 (-0.18%) @ 12:05AM

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Ross Donald William

2. Date of Event Requiring Statement (MM/DD/YYYY)
5/30/2019 

3. Issuer Name and Ticker or Trading Symbol

SCHLUMBERGER LIMITED/NV [SLB]

(Last)        (First)        (Middle)

5599 SAN FELIPE, 17TH FLOOR

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
President, NAL Production /

(Street)

HOUSTON, TX 77056       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock, $0.01 Par Value Per Share   1697   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Option (Right to Buy)     (1) 1/19/2027   Common Stock, $0.01 Par Value Per Share   4000   $87.38   D    
Incentive Stock Option (Right to Buy)     (2) 1/17/2028   Common Stock, $0.01 Par Value Per Share   2857   $77.10   D    
Incentive Stock Option (Right to Buy)   1/16/2024   1/16/2029   Common Stock, $0.01 Par Value Per Share   2411   $41.47   D    
Non-Qualified Stock Option (Right to Buy)     (3) 1/20/2021   Common Stock, $0.01 Par Value Per Share   4000   $83.885   D    
Non-Qualified Stock Option (Right to Buy)     (4) 1/19/2022   Common Stock, $0.01 Par Value Per Share   4000   $72.11   D    
Non-Qualified Stock Option (Right to Buy)     (5) 4/18/2023   Common Stock, $0.01 Par Value Per Share   4000   $70.925   D    
Non-Qualified Stock Option (Right to Buy)     (6) 7/18/2023   Common Stock, $0.01 Par Value Per Share   6000   $78.305   D    
Non-Qualified Stock Option (Right to Buy)     (7) 4/16/2024   Common Stock, $0.01 Par Value Per Share   10000   $100.555   D    
Non-Qualified Stock Option (Right to Buy)     (8) 4/16/2025   Common Stock, $0.01 Par Value Per Share   10000   $91.74   D    
Non-Qualified Stock Option (Right to Buy)     (9) 4/20/2026   Common Stock, $0.01 Par Value Per Share   10000   $80.525   D    
Non-Qualified Stock Option (Right to Buy)     (10) 1/17/2028   Common Stock, $0.01 Par Value Per Share   6343   $77.10   D    
Non-Qualified Stock Option (Right to Buy)     (11) 1/16/2029   Common Stock, $0.01 Par Value Per Share   23399   $41.47   D    
Non-Qualified Stock Option (Right to Buy)   1/21/2015   1/21/2020   Common Stock, $0.01 Par Value Per Share   4000   $68.505   D    
RSU (Restricted Stock Unit)     (12)   (12) Common Stock, $0.01 Par Value Per Share   5000     (13) D    
RSU (Restricted Stock Unit)     (14)   (14) Common Stock, $0.01 Par Value Per Share   6720     (13) D    
RSU (Restricted Stock Unit)     (15)   (15) Common Stock, $0.01 Par Value Per Share   3370     (13) D    
RSU (Restricted Stock Unit)     (16)   (16) Common Stock, $0.01 Par Value Per Share   1000     (13) D    

Explanation of Responses:
(1)  This option is exercisable in five equal annual installments beginning January 19, 2018.
(2)  This option is exercisable in five annual installments beginning January 17, 2019.
(3)  This option became exercisable in five equal annual installments beginning January 20, 2012.
(4)  This option became exercisable in five equal annual installments beginning January 19, 2013.
(5)  This option became exercisable in five equal annual installments beginning April 18, 2014.
(6)  This option became exercisable in five equal annual installments beginning January 18, 2014.
(7)  This option became exercisable in five equal annual installments beginning April 16, 2015.
(8)  This option became exercisable in five equal annual installments beginning April 16, 2016.
(9)  This option became exercisable in five equal annual installments beginning April 20, 2017.
(10)  This option became exercisable in five annual installments beginning January 17, 2019.
(11)  This option becomes exercisable in five annual installments beginning January 16, 2020.
(12)  The restricted stock unit award was granted on October 19, 2016 and vests 100% on October 19, 2019.
(13)  Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
(14)  The restricted stock unit award was granted on January 16, 2019, and vests 100% on January 16, 2022.
(15)  The restricted stock unit award was granted on January 17, 2018, and vests 100% on January 17, 2021.
(16)  The restricted stock unit award was granted on January 19, 2017, and vests 100% on January 19, 2020.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Ross Donald William
5599 SAN FELIPE, 17TH FLOOR
HOUSTON, TX 77056


President, NAL Production

Signatures
/s/ Grace Holmes, Attorney-in-Fact 6/7/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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