Additional Proxy Soliciting Materials (definitive) (defa14a)
August 17 2020 - 04:36PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
(RULE 14a-101)
INFORMATION REQUIRED IN PROXY STATEMENT
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934
Filed by the Registrant ☒
Filed by a Party other than the Registrant ☐
Check the appropriate box:
| ☐ |
Preliminary
Proxy Statement |
| ☐ |
Confidential, for Use of the
Commission Only (as permitted by Rule 14a-6(e)(2)) |
| ☐ |
Definitive Proxy Statement
|
| ☒ |
Definitive Additional Materials
|
| ☐ |
Soliciting Material Pursuant to
§240.14a-12 |
|
SARATOGA INVESTMENT
CORP. |
| (Name
of Registrant as Specified In Its Charter) |
|
|
| (Name
of Person(s) Filing Proxy Statement, if other than the
Registrant) |
Payment of Filing Fee (Check the appropriate box):
| ☐ |
Fee computed
on table below per Exchange Act Rules 14a-6(i)(1) and
0-11. |
| |
1. |
Title of each
class of securities to which transaction applies: |
| |
2. |
Aggregate
number of securities to which transaction applies: |
| |
3. |
Per unit price or other underlying value of
transaction computed pursuant to Exchange Act Rule 0-11 (set forth
the amount on which the filing fee is calculated and state how it
was determined): |
| |
4. |
Proposed
maximum aggregate value of transaction: |
| ☐ |
Fee paid
previously with preliminary materials: |
| ☐ |
Check box if any part of the fee is offset as
provided by Exchange Act Rule 0-11(a)(2) and identify the filing
for which the offsetting fee was paid previously. Identify
the previous filing by registration statement number, or the form
or schedule and the date of its filing. |
| |
1. |
Amount
previously paid: |
| |
2. |
Form, Schedule
or Registration Statement No.: |
Saratoga Investment Corp. Announces Distribution of Proxy
Materials for its 2020 Annual Meeting of Stockholders
Urges Stockholders to
Reduce Solicitation Costs by Voting their Shares
Immediately
NEW
YORK, NY, Aug. 17, 2020 (GLOBE NEWSWIRE) -- Saratoga Investment
Corp. (NYSE: SAR) (“Saratoga Investment,” “Saratoga” or “the
Company”) today announced that the Company commenced distribution
of the proxy materials to the Company’s stockholders for the 2020
Annual Meeting of Stockholders (the “Annual Meeting”) to be held on
September 29, 2020.
Saratoga’s Annual Report on Form 10-K for the year ended February
29, 2020 and definitive proxy statement for the Annual Meeting,
which was filed on August 4, 2020, have been filed with the U.S.
Securities and Exchange Commission and may be viewed on Saratoga’s
Investor Relations website at https://ir.saratogainvestmentcorp.com/financial-informations.
The Company’s stockholders are urged to vote their shares as soon
as possible, which will help Saratoga reduce solicitation costs
associated with the Annual Meeting.
Saratoga’s Annual Meeting will be held at the offices of Eversheds
Sutherland (US) LLP, located at 1114 Avenue of the Americas, New
York, NY 10036 on Tuesday, September 29, 2020 at 10:00 a.m.,
Eastern Time. Stockholders of the Company’s common stock as of the
close of business on July 31, 2020, the record date, may vote at
the Annual Meeting.
About Saratoga Investment Corp.
Saratoga Investment is a specialty finance company that provides
customized financing solutions to U.S. middle-market businesses.
The Company invests primarily in senior and unitranche leveraged
loans and mezzanine debt, and, to a lesser extent, equity to
provide financing for change of ownership transactions, strategic
acquisitions, recapitalizations and growth initiatives in
partnership with business owners, management teams and financial
sponsors. Saratoga Investment’s objective is to create
attractive risk-adjusted returns by generating current income and
long-term capital appreciation from its debt and equity
investments. Saratoga Investment has elected to be regulated
as a business development company under the Investment Company Act
of 1940 and is externally-managed by Saratoga Investment Advisors,
LLC, an SEC-registered investment advisor focusing on credit-driven
strategies. Saratoga Investment owns two SBIC-licensed
subsidiaries and manages a $500 million collateralized loan
obligation (“CLO”) fund. It also owns 100% of the Class
F-R-2, G-R-2 and subordinated notes of the CLO. The Company’s
diverse funding sources, combined with a permanent capital base,
enable Saratoga Investment to provide a broad range of financing
solutions.
Contact: Henri Steenkamp
Saratoga Investment Corp.
212-906-7800
