As filed
with the Securities and Exchange Commission on February 26,
2021
Registration No. 333-240114
Registration No. 333-239687
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Post-Effective
Amendment No. 1 to Form S-3 Registration Statement No.
333-240114
Post-Effective
Amendment No. 1 to Form S-3 Registration Statement No.
333-239687
UNDER
THE SECURITIES ACT OF 1933
PG&E
Corporation
(Exact
Name of Registrant as Specified in Its Charter)
77 Beale
Street
P.O. Box
770000
San
Francisco, CA 94177
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California
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(415)
973-1000
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94-3234914
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(State or
Other Jurisdiction of
Incorporation or Organization)
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(Address,
Including Zip Code, and Telephone Number, Including
Area Code,
of Registrant’s Principal Executive Offices)
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(I.R.S.
Employer
Identification
Number)
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John R.
Simon
Executive
Vice President, General Counsel and Chief Ethics and Compliance
Officer
PG&E
Corporation
77 Beale
Street
P.O. Box
770000
San
Francisco, CA 94177
(415)
973-1000
(Name,
Address, Including Zip Code, and Telephone Number, Including Area
Code, of Agent for Service)
Please send copies of all communications to:
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Nicholas
A. Dorsey, Esq.
C. Daniel Haaren, Esq.
Cravath, Swaine & Moore LLP
825 Eighth Avenue
New York, New York 10019
(212) 474-1000
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Michael F.
Fitzpatrick, Jr., Esq.
Hunton Andrews Kurth LLP
200 Park Avenue
New York, New York 10166
(212) 309-1000
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Approximate date of
commencement of proposed sale to the public: From time to time after the effective date of
this Registration Statement.
If the only securities being
registered on this Form are being offered pursuant to dividend or
interest reinvestment plans, please check the following box.
☐
If any of the securities being
registered on this Form are to be offered on a delayed or
continuous basis pursuant to Rule 415 under the Securities Act of
1933, other than securities offered only in connection with
dividend or interest reinvestment plans, check the following
box. ☐
If this Form is filed to register
additional securities for an offering pursuant to Rule 462(b) under
the Securities Act, please check the following box and list the
Securities Act registration statement number of the earlier
effective registration statement for the same offering.
☐
If this Form is a post-effective
amendment filed pursuant to Rule 462(c) under the Securities Act,
check the following box and list the Securities Act registration
statement number of the earlier effective registration statement
for the same offering. ☐
If this Form is a registration
statement pursuant to General Instruction I.D. or a post-effective
amendment thereto that shall become effective upon filing with the
Commission pursuant to Rule 462(e) under the Securities Act, check
the following box. ☐
If this Form is a post-effective
amendment to a registration statement filed pursuant to General
Instruction I.D. filed to register additional securities or
additional classes of securities pursuant to Rule 413(b) under the
Securities Act, check the following box. ☐
Indicate by check mark whether the
registrant is a large accelerated filer, an accelerated filer, a
non-accelerated filer, a smaller reporting company, or an emerging
growth company. See the definitions of “large accelerated filer,”
“accelerated filer,” “smaller reporting company,” and “emerging
growth company” in Rule 12b-2 of the Exchange Act.
PG&E
Corporation:
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Large accelerated filer
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☒
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Accelerated filer
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☐
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Non-accelerated filer
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☐
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Smaller reporting company
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☐
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Emerging growth company
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☐
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If an emerging growth company,
indicate by check mark if the registrant has elected not to use the
extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section
7(a)(2)(B) of the Securities Act. ☐
EXPLANATORY
NOTE - DEREGISTRATION OF SECURITIES
PG&E Corporation (the “Company”) is filing these
post-effective amendments to the following registration statements
on Form S-3 (the “Registration Statements”) to deregister any and
all securities registered but unsold or otherwise unissued under
each such Registration Statement as of the date hereof:
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Registration Statement No. 333-239687 on Form S-3 filed with
the Securities and Exchange Commission (the “SEC”) on July 7, 2020,
as amended by Pre-Effective Amendment No. 1 filed with the SEC on
July 20, 2020 and Pre-Effective Amendment No. 2 filed with the SEC
on July 27, 2020, registering the offer and sale of 819,848,851 of
the Company’s common stock issued to the selling shareholders
identified in such Registration Statement; and
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Registration Statement No. 333-240114 on Form S-3 filed with
the SEC on July 27, 2020, registering the offer and sale of
42,337,173 of the Company’s common stock issued to the selling
shareholders identified in such Registration Statement.
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The Company, by filing these post-effective amendments, hereby
terminates the Registration Statements and removes from
registration any and all securities registered but unsold under the
Registration Statements as of the date hereof. This filing is
made in accordance with an undertaking made by the Registrant in
Part II of each of the Registration Statements to remove from
registration by means of a post-effective amendment any securities
that had been registered for issuance but remain unsold at the
termination of the offering.
SIGNATURES
Pursuant to the requirements of the
Securities Act of 1933, the Registrant certifies that it has
reasonable grounds to believe that it meets all of the requirements
for filing on Form S-3 and has duly caused this Post-Effective
Amendment to be signed on its behalf by the undersigned, thereunto
duly authorized, in the City of San Francisco, State of California,
on February 26, 2021.
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PG&E CORPORATION
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By:
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/s/ Brian M. Wong
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Name:
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Title:
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Vice President, Deputy General Counsel and Corporate
Secretary
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No other person is required to sign
this Post-Effective Amendment in reliance upon Rule 478 under the
Securities Act of 1933.