- Statement of Changes in Beneficial Ownership (4)
October 26 2010 - 2:28PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ACKERMAN PHILIP C
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2. Issuer Name
and
Ticker or Trading Symbol
NATIONAL FUEL GAS CO
[
NFG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
6363 MAIN STREET
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3. Date of Earliest Transaction
(MM/DD/YYYY)
10/22/2010
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(Street)
WILLIAMSVILLE, NY 14221
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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10/22/2010
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M
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125000
(1)
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A
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$27.7975
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943766
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D
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Common Stock
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10/22/2010
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F
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63937
(1)
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D
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$54.345
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879829
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D
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Common Stock
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10/22/2010
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F
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28223
(1)
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D
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$54.345
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851606
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D
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Common Stock
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10/22/2010
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J
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V
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120
(2)
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A
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$0
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18878
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I
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401(k) Trust
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Common Stock
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10/22/2010
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J
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V
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68
(3)
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A
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$0
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22795
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I
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ESOP Trust
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Common Stock
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76250
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I
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By Trust
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Common Stock
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1000
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I
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Wife, Trust for Mother
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option-Right To Buy
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$27.7975
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10/22/2010
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M
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125000
(1)
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12/7/2001
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12/8/2010
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Common Stock
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125000
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$0
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250000
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D
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Explanation of Responses:
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(
1)
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The exercise of 125,000 stock options, the payment of the exercise price by delivery to the issuer and cancellation of 63,937 shares, and the withholding and cancellation of 28,223 shares to cover minimum required tax withholding were all effected in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2010.
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(
2)
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Routine acquisition under the NFG 401(k) Plan Trust, exempt under Rule 16b-3(c), a non-reportable transaction.
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(
3)
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Routine acquisition under the NFG ESOP Plan Trust, exempt under Rule 16b-3(c), a non-reportable transaction.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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ACKERMAN PHILIP C
6363 MAIN STREET
WILLIAMSVILLE, NY 14221
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X
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Signatures
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James R. Peterson, Attorney in Fact
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10/26/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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