Statement of Changes in Beneficial Ownership (4)

Date : 09/19/2019 @ 12:08PM
Source : Edgar (US Regulatory)
Stock : Lowes Companies Inc (LOW)
Quote : 114.32  -0.13 (-0.11%) @ 12:15AM
After Hours
Last Trade
Last $ 114.32 ◊ 0.00 (0.00%)

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Hollifield Matthew V
2. Issuer Name and Ticker or Trading Symbol

LOWES COMPANIES INC [ LOW ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
SVP Chief Accounting Officer
(Last)          (First)          (Middle)

1000 LOWES BOULEVARD
3. Date of Earliest Transaction (MM/DD/YYYY)

9/17/2019
(Street)

MOORESVILLE, NC 28117
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock  9/17/2019    S    1356  D $112.3542  28017  D   
Common Stock  9/17/2019    M    2613  A $69.44  30630  D   
Common Stock  9/17/2019    M    5933  A $71.31  36563  D   
Common Stock  9/17/2019    M    2234  A $82.21  38797  D   
Common Stock  9/17/2019    S    10780  D $112.3339 (1) 28017  D   
Common Stock  9/18/2019    G   V 462  D $0  27555  D   

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy)  $69.44  9/17/2019    M        2613    (2) 9/15/2025  Common Stock  2613.0  $0  0  D   
Non-Qualified Stock Option (right to buy)  $71.31  9/17/2019    M        5933    (3) 9/15/2026  Common Stock  5933.0  $0  0  D   
Non-Qualified Stock Option (right to buy)  $82.21  9/17/2019    M        2234    (4) 4/1/2027  Common Stock  2234.0  $0  1116  D   

Explanation of Responses:
(1)  This transaction was executed in multiple trades at prices ranging from $112.32 to $112.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
(2)  The option vests in three annual installments beginning on September 15, 2016.
(3)  The option vests in three annual installments beginning on September 15, 2017.
(4)  The option vests in three annual installments beginning on April 1, 2018.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Hollifield Matthew V
1000 LOWES BOULEVARD
MOORESVILLE, NC 28117


SVP Chief Accounting Officer

Signatures
By: /s/ Sandra Felton by power of attorney for: Matthew V. Hollifield 9/19/2019
**Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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