Current Report Filing (8-k)
November 05 2020 - 07:01AM
Edgar (US Regulatory)
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2020-11-04 2020-11-04 iso4217:USD xbrli:shares iso4217:USD
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 4, 2020
Innovative Industrial Properties, Inc.
(Exact name of registrant as specified in its charter)
|
Maryland |
|
001-37949 |
|
81-2963381 |
|
(State or Other Jurisdiction
of Incorporation)
|
|
(Commission
File No.)
|
|
(I.R.S. Employer
Identification No.)
|
1389 Center Drive,
Suite 200
Park City,
Utah
84098
(Address of principal executive offices, including zip
code)
Registrant’s telephone number, including area code: (858)
997-3332
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
|
¨ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR
230.425) |
|
¨ |
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
|
¨ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
|
¨ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405
of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this
chapter).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
¨
Securities Registered pursuant to Section 12(b) of the Act:
| Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on
which registered |
|
Common Stock, par value $0.001 per share |
|
IIPR |
|
New York Stock Exchange |
|
Series A Preferred Stock, par value $0.001 per
share |
|
IIPR-PA |
|
New York Stock Exchange |
| Item 2.02 |
Results of Operations and Financial Condition. |
On November 4, 2020, Innovative Industrial Properties, Inc. issued
a press release regarding its financial results for the third
quarter ended September 30, 2020. A copy of the press release is
attached hereto as Exhibit 99.1 and is incorporated by reference
herein.
The information contained in this Current Report, including Exhibit
99.1 referenced herein, is being furnished and shall not be deemed
“filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended, or otherwise subject to the liabilities of
that section. Such information shall not be incorporated by
reference into any filing of Innovative Industrial Properties,
Inc., whether made before or after the date hereof, regardless of
any general incorporation language in such filing.
| Item 9.01 |
Financial Statements and Exhibits. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
| Date: November 5,
2020 |
INNOVATIVE
INDUSTRIAL PROPERTIES, INC. |
| |
|
|
| |
By: |
/s/ Catherine Hastings
|
|
| |
Name: |
Catherine
Hastings |
| |
Title: |
Chief
Financial Officer, Chief Accounting Officer and
Treasurer |
| |
|
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