UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D/A

Under the Securities Exchange Act of 1934

(Amendment No. 3)

 

 

Hyster-Yale Materials Handling, Inc.

(Name of Issuer)

Class A Common Stock, par value $0.01 per share

(Title of Class of Securities)

449172105

(CUSIP Number)

Alfred M. Rankin, Jr.

5875 Landerbrook Drive, Suite 300

Cleveland, Ohio 44124-4017

(440) 449-9600

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

February 2020

(Date of Event Which Requires Filing of This Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ☐

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Alfred M. Rankin, Jr.

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY 

OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

301,189

     8     

SHARED VOTING POWER

 

1,482,550

     9     

SOLE DISPOSITIVE POWER

 

301,189

   10   

SHARED DISPOSITIVE POWER

 

1,669,196

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,970,385

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

15.39%

  14    

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Victoire G. Rankin

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY 

OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

0

     8     

SHARED VOTING POWER

 

0

     9     

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

1,970,385

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,970,385

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

15.39%

  14    

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Clara T. Rankin Williams

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

128,068

     8     

SHARED VOTING POWER

 

186,646

     9     

SOLE DISPOSITIVE POWER

 

128,068

   10   

SHARED DISPOSITIVE POWER

 

1,536,374

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,664,442

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

13.00%

  14    

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Thomas T. Rankin

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  

OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

154,043

     8     

SHARED VOTING POWER

 

1,346,566

     9     

SOLE DISPOSITIVE POWER

 

154,043

   10   

SHARED DISPOSITIVE POWER

 

1,358,077

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,512,120

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

11.81%

  14    

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

David B. Williams

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  

OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

3,162

     8     

SHARED VOTING POWER

 

0

     9     

SOLE DISPOSITIVE POWER

 

3,162

   10   

SHARED DISPOSITIVE POWER

 

1,661,280

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,664,442

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

13.00%

  14    

TYPE OF REPORTING PERSON*

 

IN

 


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Helen R. Butler

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  

OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

120,728

     8     

SHARED VOTING POWER

 

186,646

     9     

SOLE DISPOSITIVE POWER

 

120,728

   10   

SHARED DISPOSITIVE POWER

 

1,573,150

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,693,878

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

13.23%

  14    

TYPE OF REPORTING PERSON*

 

IN

 


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

John C. Butler, Jr.

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  

OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

39,938

     8     

SHARED VOTING POWER

 

0

     9     

SOLE DISPOSITIVE POWER

 

39,938

   10   

SHARED DISPOSITIVE POWER

 

1,653,940

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,693,878

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

13.23%

  14    

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Claiborne R. Rankin

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS*

 

OO – See Item 3

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON WITH

 

     7     

SOLE VOTING POWER

 

134,028

     8   

SHARED VOTING POWER

 

1,346,754

     9   

SOLE DISPOSITIVE POWER

 

134,028

   10   

SHARED DISPOSITIVE POWER

 

1,350,928

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,484,956

  12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

11.60%

  14  

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Roger F. Rankin

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS*

 

OO – See Item 3

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON WITH

 

     7     

SOLE VOTING POWER

 

192,662

     8   

SHARED VOTING POWER

 

1,354,128

     9   

SOLE DISPOSITIVE POWER

 

192,662

   10   

SHARED DISPOSITIVE POWER

 

1,378,475

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,571,137

  12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

12.27%

  14  

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Chloe O. Rankin

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS*

 

OO – See Item 3

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON WITH

 

     7     

SOLE VOTING POWER

 

4,174

     8   

SHARED VOTING POWER

 

0

     9   

SOLE DISPOSITIVE POWER

 

4,174

   10   

SHARED DISPOSITIVE POWER

 

1,480,782

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,484,956

  12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

11.60%

  14  

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Bruce T. Rankin

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS*

 

OO – See Item 3

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON WITH

 

     7     

SOLE VOTING POWER

 

73,450

     8   

SHARED VOTING POWER

 

0

     9   

SOLE DISPOSITIVE POWER

 

73,450

   10   

SHARED DISPOSITIVE POWER

 

1,346,566

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,420,016

  12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

11.09%

  14  

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Alison A. Rankin

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

24,347

     8     

SHARED VOTING POWER

 

0

     9     

SOLE DISPOSITIVE POWER

 

24,347

   10   

SHARED DISPOSITIVE POWER

 

1,546,790

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,571,137

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

12.27%

  14    

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Corbin K. Rankin

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

11,511

     8     

SHARED VOTING POWER

 

0

     9     

SOLE DISPOSITIVE POWER

 

11,511

   10   

SHARED DISPOSITIVE POWER

 

1,500,609

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,512,120

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

11.81%

  14    

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Matthew M. Rankin

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

11,338

     8     

SHARED VOTING POWER

 

1,208

     9     

SOLE DISPOSITIVE POWER

 

11,338

   10   

SHARED DISPOSITIVE POWER

 

700,180

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

711,518

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.56%

  14    

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Elizabeth B. Rankin

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

722

     8     

SHARED VOTING POWER

 

0

     9     

SOLE DISPOSITIVE POWER

 

722

   10   

SHARED DISPOSITIVE POWER

 

710,796

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

711,518

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.56%

  14    

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

James T. Rankin

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

15,853

     8     

SHARED VOTING POWER

 

1,208

     9     

SOLE DISPOSITIVE POWER

 

15,853

   10   

SHARED DISPOSITIVE POWER

 

700,021

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

715,874

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.59%

  14    

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Claiborne R. Rankin, Jr.

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

769

     8     

SHARED VOTING POWER

 

0

     9     

SOLE DISPOSITIVE POWER

 

769

   10   

SHARED DISPOSITIVE POWER

 

698,250

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

699,019

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.46%

  14    

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Scott W. Seelbach

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

722

     8     

SHARED VOTING POWER

 

0

     9     

SOLE DISPOSITIVE POWER

 

722

   10   

SHARED DISPOSITIVE POWER

 

706,861

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

707,583

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.53%

  14    

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Thomas P. Rankin

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

8,492

     8     

SHARED VOTING POWER

 

0

     9     

SOLE DISPOSITIVE POWER

 

8,492

   10   

SHARED DISPOSITIVE POWER

 

698,250

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

706,742

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.52%

  14    

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Julia Rankin Kuipers

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

10,242

     8     

SHARED VOTING POWER

 

0

     9     

SOLE DISPOSITIVE POWER

 

10,242

   10   

SHARED DISPOSITIVE POWER

 

698,490

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

708,732

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.54%

  14    

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Lynne T. Rankin

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

563

     8     

SHARED VOTING POWER

 

0

     9     

SOLE DISPOSITIVE POWER

 

563

   10   

SHARED DISPOSITIVE POWER

 

715,311

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

715,874

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.59%

  14    

TYPE OF REPORTING PERSON*

 

IN


  1    

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Chloe R. Seelbach

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3    

SEC USE ONLY

 

  4    

SOURCE OF FUNDS*

 

OO – See Item 3

  5    

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  6    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON
WITH

 

     7     

SOLE VOTING POWER

 

8,611

     8     

SHARED VOTING POWER

 

0

     9     

SOLE DISPOSITIVE POWER

 

8,611

   10   

SHARED DISPOSITIVE POWER

 

698,972

  11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

707,583

  12    

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  13    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.53%

  14    

TYPE OF REPORTING PERSON*

 

IN


Part II to Schedule 13D/A

This Amendment No. 3 to Schedule 13D (this “Amendment No. 3”) is hereby filed to update and supplement certain information with respect to beneficial ownership of shares of Class A Common Stock (“Class A Common”) of Hyster-Yale Materials Handling, Inc. (the “Issuer”) held by Rankin Associates II, L.P., a Delaware limited partnership, that appeared in the Schedule 13D filed by the Reporting Persons on February 14, 2017 (the “Initial Filing”), as amended on February 14, 2018 (“Amendment No. 1”) and as further amended on February 14, 2019 (together with the Initial Filing and Amendment No. 1, the “Filings”). This Amendment No. 3 (a) updates certain information with respect to certain Reporting Persons under the Filings and (b) reflects the acquisition and/or disposition of shares of Class A Common by certain Reporting Persons. Capitalized items used herein but not defined herein have the meanings assigned to them in the Filings.

 

Item 2.

Identity and Background.

(a)—(c) Item 2 of the Filings is hereby amended as follows:

The statements under the heading James T. Rankin are hereby deleted and replaced by the following:

James T. Rankin. Mr. Rankin’s resident address is 2291 Woodward Way NW, Atlanta, Georgia 30305. He is employed at NAI Brannen Goddard as Senior Vice President.

The statements under the heading Claiborne R. Rankin, Jr. are hereby deleted and replaced by the following:

Claiborne R. Rankin, Jr. Mr. Rankin’s address is 103 Marion Avenue, Lake Forest, Illinois 60045. He is employed in IP Licensing at MG Technologies.

The statements under the heading Thomas Parker Rankin are hereby deleted and replaced by the following:

Thomas Parker Rankin. Mr. Rankin’s address is 225 West 12th Street, Apt. 4J New York, New York 10011. He is a Director at Altamar Capital Partners.

 

Item 5.

Interest in Securities of the Issuer.

The statements under the heading Alfred M. Rankin, Jr. are hereby deleted and replaced in their entirety by the following:

Alfred M. Rankin, Jr. Mr. Rankin has the sole power to vote and dispose of 301,189 shares of Class A Common, shares the power to vote 1,482,550 shares of Class A Common and shares the power to dispose of 1,669,196 shares of Class A Common. Collectively, the 1,970,385 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 15.39% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading Victoire G. Rankin are hereby deleted and replaced in their entirety by the following:

Victoire G. Rankin. Ms. Rankin shares the power to dispose of 1,970,385 shares of Class A Common. Collectively, the 1,970,385 shares of Class A Common beneficially owned by Ms. Rankin constitute approximately 15.39% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading Clara T. Rankin Williams are hereby deleted and replaced in their entirety by the following:

Clara T. Rankin Williams. Ms. Williams has the sole power to vote and dispose of 128,068 shares of Class A Common, shares the power to vote 186,646 shares of Class A Common and shares the power to dispose of 1,536,374 shares of Class A Common. Collectively, the 1,664,442 shares of Class A Common beneficially owned by Ms. Williams constitute approximately 13.00% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading Thomas T. Rankin are hereby deleted and replaced in their entirety by the following:

Thomas T. Rankin. Mr. Rankin has the sole power to vote and dispose of 154,043 shares of Class A Common, shares the power to vote 1,346,566 of Class A Common and shares the power to dispose of 1,358,077 shares of Class A Common. Collectively, the 1,512,120 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 11.81% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading David B. Williams are hereby deleted and replaced in their entirety by the following:

David B. Williams. Mr. Williams has the sole power to vote and dispose of 3,162 shares of Class A Common and shares the power to dispose of 1,661,280 shares of Class A Common. Collectively, the 1,664,442 shares of Class A Common beneficially owned by Mr. Williams constitute approximately 13.00% of the Class A Common outstanding as of December 31, 2019.


The statements under the heading Helen R. Butler are hereby deleted and replaced in their entirety by the following:

Helen R. Butler. Ms. Butler has the sole power to vote and dispose of 120,728 shares of Class A Common, shares the power to vote 186,646 shares of Class A Common and shares the power to dispose of 1,573,150 shares of Class A Common. Collectively, the 1,693,878 shares of Class A Common beneficially owned by Ms. Butler constitute approximately 13.23% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading John C. Butler, Jr. are hereby deleted and replaced in their entirety by the following:

John C. Butler, Jr. Mr. Butler has the sole power to vote and dispose of 39,938 shares of Class A Common and shares the power to dispose of 1,653,940 shares of Class A Common. Collectively, the 1,693,878 shares of Class A Common beneficially owned by Mr. Butler constitute approximately 13.23% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading Claiborne R. Rankin are hereby deleted and replaced in their entirety by the following:

Claiborne R. Rankin. Mr. Rankin has the sole power to vote and dispose of 134,028 shares of Class A Common, shares the power to vote 1,346,754 shares of Class A Common and shares the power to dispose of 1,350,928 shares of Class A Common. Collectively, the 1,484,956 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 11.60% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading Roger F. Rankin are hereby deleted and replaced in their entirety by the following:

Roger F. Rankin. Mr. Rankin has the sole power to vote and dispose of 192,662 shares of Class A Common, shares the power to vote 1,354,128 shares of Class A Common and shares the power to dispose of 1,378,475 shares of Class A Common. Collectively, the 1,571,137 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 12.27% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading Chloe O. Rankin are hereby deleted and replaced in their entirety by the following:

Chloe O. Rankin. Ms. Rankin has the sole power to vote and dispose of 4,174 shares of Class A Common and shares the power to dispose of 1,480,782 shares of Class A Common. Collectively, the 1,484,956 shares of Class A Common beneficially owned by Ms. Rankin constitute approximately 11.60% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading Bruce T. Rankin are hereby deleted and replaced in their entirety by the following:

Bruce T. Rankin. Mr. Rankin has the sole power to vote and dispose of 73,450 shares of Class A Common and shares the power to dispose of 1,346,566 shares of Class A Common. Collectively, the 1,420,016 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 11.09% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading Alison A. Rankin are hereby deleted and replaced in their entirety by the following:

Alison A. Rankin. Ms. Rankin has the sole power to vote and dispose of 24,347 shares of Class A Common and shares the power to dispose of 1,546,790 shares of Class A Common. Collectively, the 1,571,137 shares of Class A Common beneficially owned by Ms. Rankin constitute approximately 12.27% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading Corbin K. Rankin are hereby deleted and replaced in their entirety by the following:

Corbin K. Rankin. Ms. Rankin has the sole power to vote and dispose of 11,511 shares of Class A Common and shares the power to dispose of 1,500,609 shares of Class A Common. Collectively, the 1,512,120 shares of Class A Common beneficially owned by Ms. Rankin constitute approximately 11.81% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading Matthew M. Rankin are hereby deleted and replaced in their entirety by the following:

Matthew M. Rankin. Mr. Rankin has the sole power to vote and dispose of 11,338 shares of Class A Common, shares the power to vote 1,208 shares of Class A Common and shares the power to dispose of 700,180 shares of Class A Common. Collectively, the 711,518 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 5.56% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading Elizabeth B. Rankin are hereby deleted and replaced in their entirety by the following:

Elizabeth B. Rankin. Ms. Rankin has the sole power to vote and dispose of 722 shares of Class A Common and shares the power to dispose of 710,796 shares of Class A Common. Collectively, the 711,518 shares of Class A Common beneficially owned by Ms. Rankin constitute approximately 5.56% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading James T. Rankin are hereby deleted and replaced in their entirety by the following:

James T. Rankin. Mr. Rankin has the sole power to vote and dispose of 15,853 shares of Class A Common, shares the power to vote 1,208 shares of Class A Common and shares the power to dispose of 700,021 shares of Class A Common. Collectively, the 715,874 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 5.59% of the Class A Common outstanding as of December 31, 2019.


The statements under the heading Claiborne R. Rankin, Jr. are hereby deleted and replaced in their entirety by the following:

Claiborne R. Rankin, Jr. Mr. Rankin has the sole power to vote and dispose of 769 shares of Class A Common and shares the power to dispose of 698,250 shares of Class A Common. Collectively, the 699,019 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 5.46% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading Scott W. Seelbach are hereby deleted and replaced in their entirety by the following:

Scott W. Seelbach. Mr. Seelbach has the sole power to vote and dispose of 722 shares of Class A Common and shares the power to dispose of 706,861 shares of Class A Common. Collectively, the 707,583 shares of Class A Common beneficially owned by Mr. Seelbach constitute approximately 5.53% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading Thomas P. Rankin are hereby deleted and replaced in their entirety by the following:

Thomas P. Rankin. Mr. Rankin has the sole power to vote and dispose of 8,492 shares of Class A Common and shares the power to dispose of 698,250 shares of Class A Common. Collectively, the 706,742 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 5.52% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading Julia Rankin Kuipers are hereby deleted and replaced in their entirety by the following:

Julia Rankin Kuipers. Ms. Rankin has the sole power to vote and dispose of 10,242 shares of Class A Common and shares the power to dispose of 698,490 shares of Class A Common. Collectively, the 708,732 shares of Class A Common beneficially owned by Ms. Rankin constitute approximately 5.54% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading Lynne T. Rankin are hereby deleted and replaced in their entirety by the following:

Lynne T. Rankin. Ms. Rankin has the sole power to vote and dispose of 563 shares of Class A Common and shares the power to dispose of y715,311 shares of Class A Common. Collectively, the 715,874 shares of Class A Common beneficially owned by Ms. Rankin constitute approximately 5.59% of the Class A Common outstanding as of December 31, 2019.

The statements under the heading Chloe R. Seelbach are hereby deleted and replaced in their entirety by the following:

Chloe R. Seelbach. Ms. Seelbach has the sole power to vote and dispose of 8,611 shares of Class A Common and shares the power to dispose of 698,972 shares of Class A Common. Collectively, the 707,583 shares of Class A Common beneficially owned by Ms. Seelbach constitute approximately 5.53% of the Class A Common outstanding as of December 31, 2019.

 

Item 6.

Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.

Item 6 of the Initial Filing is hereby amended by inserting at the end thereof the following:

Effective December 5, 2019, each of the Issuer and the Participating Stockholders executed and delivered an Amendment to the Stockholders’ Agreement amending the Stockholders’ Agreement to add additional Participating Stockholders under the Stockholders’ Agreement. A copy of the Amendment to the Stockholders’ Agreement is attached hereto as Exhibit 26 and is incorporated herein in its entirety.

 

Item 7.

Material to be Filed as Exhibits.

Item 7 of the Initial Filing is hereby amended by adding the following:

 

Exhibit 26    Ninth Amendment to Stockholders’ Agreement, dated as of December 5, 2019, by and between the Issuer and the Participating Stockholders (incorporated by reference to Exhibit 28 to the Participating Stockholders’ Schedule 13D/A, filed by the Participating Stockholders on February 13, 2020, Commission File Number 005-87003).

[Signatures begin on the next page.]

[The remainder of this page was intentionally left blank.]


SIGNATURES

After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.

 

Date:

February 13, 2020

 

RANKIN ASSOCIATES II. L.P.
By:   Rankin Management, Inc., its Managing Partner
By:  

/s/ Alfred M. Rankin, Jr.

  Alfred M. Rankin, Jr.
  President
RANKIN MANAGEMENT, INC.
By:  

/s/ Alfred M. Rankin, Jr.

  Alfred M. Rankin, Jr.
  President
REPORTING INDIVIDUALS
 

/s/ Alfred M. Rankin, Jr.

Name:   Alfred M. Rankin, Jr., on behalf of himself and
  as:
  Attorney-in-Fact for Victoire G. Rankin*
  Attorney-in-Fact for Helen R. Butler*
  Attorney-in-Fact for Clara T. Rankin Williams*
  Attorney-in-Fact for Thomas T. Rankin*
  Attorney-in-Fact for Matthew M. Rankin*
  Attorney-in-Fact for Claiborne R. Rankin*
  Attorney-in-Fact for Chloe O. Rankin*
  Attorney-in-Fact for Roger F. Rankin*
  Attorney-in-Fact for Bruce T. Rankin*
  Attorney-in-Fact for Alison A. Rankin*
  Attorney-in-Fact for Corbin K. Rankin*
  Attorney-in-Fact for John C. Butler, Jr.*
  Attorney-in-Fact for James T. Rankin*
  Attorney-in-Fact for Claiborne R. Rankin, Jr.*
  Attorney-in-Fact for David B. Williams*
  Attorney-in-Fact for Scott W. Seelbach*
  Attorney-in-Fact for Elizabeth B. Rankin*
  Attorney-in-Fact for Thomas P. Rankin*
  Attorney-in-Fact for Julia Rankin Kuipers*
  Attorney-in-Fact for Lynne T. Rankin*
  Attorney-in-Fact for Chloe R. Seelbach*

 

*

The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included in Exhibit 2, at page 16, and Exhibit 4, at pages 25 and 26 of the Schedule 13D, filed February 18, 1998.

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