Statement of Changes in Beneficial Ownership (4)
November 05 2020 - 4:43PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Capozzoli Joseph Anthony |
2. Issuer Name and Ticker or Trading Symbol
HUBBELL INC
[
HUBB
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) VP and Corporate Controller |
(Last)
(First)
(Middle)
C/O HUBBELL INCORPORATED, 40 WATERVIEW DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/4/2020 |
(Street)
SHELTON, CT 06484
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 11/4/2020 | | M | | 3221 | A | $106.44 | 9223 | D | |
Common Stock | 11/4/2020 | | F | | 2573 (1) | D | $150.63 | 6650 | D | |
Common Stock | 11/4/2020 | | M | | 3380 | A | $107.865 | 10030 | D | |
Common Stock | 11/4/2020 | | F | | 2722 (1) | D | $150.63 | 7308 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Appreciation Right | $106.44 | 11/4/2020 | | M | | | 3221 | (2) | 12/2/2024 | Common Stock | 3221.0 | $0 | 0 | D | |
Stock Appreciation Right | $107.865 | 11/4/2020 | | M | | | 3380 | (3) | 12/10/2023 | Common Stock | 3380.0 | $0 | 0 | D | |
Explanation of Responses: |
(1) | The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number. |
(2) | The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on December 2, 2015. |
(3) | The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on December 10, 2014. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Capozzoli Joseph Anthony C/O HUBBELL INCORPORATED 40 WATERVIEW DRIVE SHELTON, CT 06484 |
|
| VP and Corporate Controller |
|
Signatures
|
Katherine A. Lane,
Attorney-in-fact for
Joseph A. Capozzoli | | 11/5/2020 |
**Signature of Reporting Person | Date |
Hubbell (NYSE:HUBB)
Historical Stock Chart
From Mar 2024 to Apr 2024
Hubbell (NYSE:HUBB)
Historical Stock Chart
From Apr 2023 to Apr 2024