Statement of Changes in Beneficial Ownership (4)
December 30 2019 - 4:04PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Dallara Que |
2. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC
[
HON
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Pres/CEO-Connected Enterprise |
(Last)
(First)
(Middle)
300 SOUTH TRYON STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/26/2019 |
(Street)
CHARLOTTE, NC 28202
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/26/2019 | | M | | 2485 | A | (1) | 6281 | D | |
Common Stock | 12/26/2019 | | F | | 1121 | D | $176.31 | 5160 | D | |
Common Stock | | | | | | | | 174.334 | I | Held in 401(k) plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Units | (1) | 12/26/2019 | | M | | | 2485 (2)(3) | (5) | (5) | Common Stock | 2485 (2)(3) | $0 | 4901 (3)(4) | D | |
Explanation of Responses: |
(1) | Instrument converts to common stock on a one-for-one basis. |
(2) | Includes the reinvestment of dividend equivalents into 74 additional restricted stock units. |
(3) | All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. |
(4) | Excludes reinvestment of dividend equivalents during the vesting period. |
(5) | The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with vesting on December 26, 2019, December 26, 2021 and December 26, 2023. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Dallara Que 300 SOUTH TRYON STREET CHARLOTTE, NC 28202 |
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| Pres/CEO-Connected Enterprise |
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Signatures
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Su Ping Lu for Que Dallara | | 12/30/2019 |
**Signature of Reporting Person | Date |
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