Statement of Changes in Beneficial Ownership (4)
February 08 2022 - 10:37AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Welzenbach Mark Joseph |
2. Issuer Name and Ticker or Trading Symbol
HANOVER INSURANCE GROUP, INC.
[
THG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Executive Vice President |
(Last)
(First)
(Middle)
C/O THE HANOVER INSURANCE GROUP, INC., 440 LINCOLN STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/4/2022 |
(Street)
WORCESTER, MA 01653
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/4/2022 | | M | | 10377.00 | A | $104.110 | 30419.077 | D | |
Common Stock | 2/4/2022 | | S | | 10377.00 | D | $138.50 | 20042.077 | D | |
Common Stock | 2/4/2022 | | M | | 4686.00 | A | $117.220 | 24728.077 | D | |
Common Stock | 2/4/2022 | | S | | 4686.00 | D | $140.4246 (1) | 20042.077 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Common Stock Option (right to buy) | $104.110 | 2/4/2022 | | M | | | 10377.00 | (2) | 2/27/2028 | Common Stock | 10377 | $0 | 0 | D | |
Common Stock Option (right to buy) | $117.220 | 2/4/2022 | | M | | | 4686.00 | (3) | 3/5/2029 | Common Stock | 4686 | $0 | 2343 | D | |
Explanation of Responses: |
(1) | The price reported in Column 4 is a weighted average price. The shares were sold at multiple prices ranging from $140.11 to $140.55. The Reporting Person undertakes to provide The Hanover Insurance Group, Inc. ("THG"), any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
(2) | The option, representing the right to purchase a total of 15,566 shares, vested 1/3 on each of 2/27/19, 2/27/20 and 2/27/21. |
(3) | The option, representing the right to purchase a total of 7,029 shares, vested 1/3 on each of 3/05/20 and 3/05/21 and the remaining 1/3 shall vest on 3/05/22. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Welzenbach Mark Joseph C/O THE HANOVER INSURANCE GROUP, INC. 440 LINCOLN STREET WORCESTER, MA 01653 |
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| Executive Vice President |
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Signatures
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/s/ Matthew R. Frascella pursuant to Confirming Statement | | 2/8/2022 |
**Signature of Reporting Person | Date |
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