Statement of Changes in Beneficial Ownership (4)

Date : 12/06/2019 @ 9:22PM
Source : Edgar (US Regulatory)
Stock : Halliburton Co (HAL)
Quote : 23.1  -0.48 (-2.04%) @ 12:59AM
After Hours
Last Trade
Last $ 22.90 ▼ -0.20 (-0.87%)

Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Beaty Anne L.
2. Issuer Name and Ticker or Trading Symbol

HALLIBURTON CO [ HAL ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Senior VP, Finance
(Last)          (First)          (Middle)

3000 N. SAM HOUSTON PARKWAY E.
3. Date of Earliest Transaction (MM/DD/YYYY)

12/4/2019
(Street)

HOUSTON, TX 77032
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/4/2019  A  7000 (1)A$21.47 (2)61625.307 (3)D 
 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option to Buy Common Stock $31.44           12/5/2018 12/5/2028 Common Stock 8700  8700 D 
 
Option to Buy Common Stock $43.38           12/6/2017 12/6/2027 Common Stock 5800  5800 D 
 
Option to Buy Common Stock $55.68           1/3/2017 1/3/2027 Common Stock 17574  17574 D 
 
Option to Buy Common Stock $34.48           1/4/2016 1/4/2026 Common Stock 29412  29412 D 
 
Option to Buy Common Stock $39.49           1/2/2015 1/2/2025 Common Stock 17526  17526 D 
 
Option to Buy Common Stock (11/2013) $53.13           11/5/2013 11/5/2023 Common Stock 10000  10000 D 
 
Option to Buy Common Stock (01/13) $36.31           1/3/2013 1/3/2023 Common Stock 9300  9300 D 
 
Option to Buy Common Stock $34.15           1/3/2012 1/3/2022 Common Stock 7500  7500 D 
 
Option to Buy Common Stock $31.65           1/5/2010 1/5/2020 Common Stock 9500  9500 D 
 

Explanation of Responses:
(1) Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
(2) The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on the December 4, 2019 grant date was $21.47.
(3) Includes 510.049 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ended March 31, 2019, June 30, 2019, and September 30, 2019.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Beaty Anne L.
3000 N. SAM HOUSTON PARKWAY E.
HOUSTON, TX 77032


Senior VP, Finance

Signatures
/s/ Bruce A. Metzinger, by Power of Attorney12/6/2019
**Signature of Reporting PersonDate

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