Statement of Changes in Beneficial Ownership (4)

Date : 08/06/2019 @ 7:04PM
Source : Edgar (US Regulatory)
Stock : Halliburton Co (HAL)
Quote : 20.16  0.0 (0.00%) @ 11:41AM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Miller Jeffrey Allen
2. Issuer Name and Ticker or Trading Symbol

HALLIBURTON CO [ HAL ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Director, President & CEO
(Last)          (First)          (Middle)

3000 N. SAM HOUSTON PARKWAY E.
3. Date of Earliest Transaction (MM/DD/YYYY)

8/5/2019
(Street)

HOUSTON, TX 77032
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   8/5/2019     F    17826   (1) D $21.66   518359.728   (2) D  
 

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Buy Common Stock   $31.44                    12/5/2018   12/5/2028   Common Stock   171200     171200   D  
 
Option to Buy Common Stock   $43.38                    12/6/2017   12/6/2027   Common Stock   128500     128500   D  
 
Option to Buy Common Stock   $53.54                    12/7/2016   12/7/2026   Common Stock   69500     69500   D  
 
Option to Buy Common Stock   $38.95                    12/2/2015   12/2/2025   Common Stock   99200     99200   D  
 
Option to Buy Common Stock   $40.75                    12/3/2014   12/3/2024   Common Stock   115100     115100   D  
 
Option to Buy Common Stock   $50.62                    12/4/2013   12/4/2023   Common Stock   55700     55700   D  
 

Explanation of Responses:
(1)  Shares transferred to Halliburton Company for payment for federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
(2)  Includes 915.751 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ended March 31, 2019.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Miller Jeffrey Allen
3000 N. SAM HOUSTON PARKWAY E.
HOUSTON, TX 77032
X
Director, President & CEO

Signatures
/s/ Brian A. Salazar, by Power of Attorney 8/6/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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