Statement of Changes in Beneficial Ownership (4)

Date : 07/02/2019 @ 10:11PM
Source : Edgar (US Regulatory)
Stock : Halliburton Co (HAL)
Quote : 18.3  -0.4 (-2.14%) @ 1:00AM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

CARROLL MILTON
2. Issuer Name and Ticker or Trading Symbol

HALLIBURTON CO [ HAL ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

1111 LOUISIANA
3. Date of Earliest Transaction (MM/DD/YYYY)

6/30/2019
(Street)

HOUSTON, TX 77002
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock                  20271   D  
 

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Equivalent Units     (1) 6/30/2019     A      1683.57   (2)        (3)   (3) Common Stock   1683.57     (4) 34388.182   D  
 
2018 Restricted Stock Units     (5)                    (6)   (6) Common Stock   4328.68   (7)   4328.68   (7) D  
 
2017 Restricted Stock Units     (5)                    (6)   (6) Common Stock   4446.1   (7)   4446.1   (7) D  
 
2016 Restricted Stock Units     (5)                    (6)   (6) Common Stock   4417.758   (7)   4417.758   (7) D  
 
2015 Restricted Stock Units     (5)                    (6)   (6) Common Stock   4801.403   (7)   4801.403   (7) D  
 
2014 Restricted Stock Units     (5)                    (6)   (6) Common Stock   2848.542   (7)   2848.542   (7) D  
 
2013 Restricted Stock Units     (5)                    (6)   (6) Common Stock   3983.289   (7)   3983.289   (7) D  
 
2012 Restricted Stock Units     (5)                    (6)   (6) Common Stock   5894.855   (7)   5894.855   (7) D  
 

Explanation of Responses:
(1)  The security converts to common stock on a one-for-one basis.
(2)  Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
(3)  The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
(4)  A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees are based on the closing price on June 26, 2019 of $23.20 and June 27, 2019 of $22.73.
(5)  Each restricted stock unit represents a right to receive one share of the Company's common stock.
(6)  The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
(7)  Includes dividend equivalent units through June 30, 2019.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
CARROLL MILTON
1111 LOUISIANA
HOUSTON, TX 77002
X



Signatures
/s/ Bruce A. Metzinger, by Power of Attorney 7/2/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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