Initial Statement of Beneficial Ownership (3)
April 29 2020 - 5:05PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Blissett Julian G. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/27/2020
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3. Issuer Name and Ticker or Trading Symbol
General Motors Co [GM]
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(Last)
(First)
(Middle)
300 RENAISSANCE CENTER, M/C: 482-C24-A68 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Executive Vice President / |
(Street)
DETROIT, MI 48265
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 12830 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (Right to Buy) (1) | 2/15/2020 | 7/28/2025 | Common Stock | 30976.0 | $31.32 | D | |
Employee Stock Option (Right to Buy) (2) | 2/14/2020 | 6/7/2027 | Common Stock | 15533.0 | $34.34 | D | |
Employee Stock Option (Right to Buy) (3) | (3) | 2/11/2028 | Common Stock | 14013.0 | $41.4 | D | |
Employee Stock Option (Right to Buy) (4) | (4) | 2/13/2029 | Common Stock | 14875.0 | $39.0 | D | |
Employee Stock Option (Right to Buy) (5) | (5) | 2/13/2029 | Common Stock | 15940.0 | $37.76 | D | |
Employee Stock Option (Right to Buy) (6) | (6) | 2/12/2030 | Common Stock | 37823.0 | $35.49 | D | |
Employee Stock Option (Right to Buy) (7) | (7) | 2/12/2030 | Common Stock | 31754.0 | $19.26 | D | |
Explanation of Responses: |
(1) | These Stock Options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan and are fully vested. |
(2) | These Stock Options were granted on June 7, 2017, under the Company's 2017 Long-Term Incentive Plan (the "2017 LTIP") and are fully vested. |
(3) | These Stock Options were granted on February 13, 2018, under the Company's 2017 LTIP. Two-thirds have vested, and one-third will vest on February 13, 2021. |
(4) | These Stock Options were granted on February 13, 2019, under the Company's 2017 LTIP. One-third has vested; one-third will vest on February 13, 2021; and one-third will vest on February 13, 2022. |
(5) | These Stock Options were granted on April 1, 2019, under the Company's 2017 LTIP. One-third has vested; one-third will vest on February 13, 2021; and one-third will vest on February 13, 2022. |
(6) | These Stock Options were granted on February 12, 2020, under the Company's 2017 LTIP. One-third will vest on February 12, 2021; one-third will vest on February 12, 2022; and one-third will vest on February 12, 2023. |
(7) | These Stock Options were granted on April 1, 2020, under the Company's 2017 LTIP. One-third will vest on February 12, 2021; one-third will vest on February 12, 2022; and one-third will vest on February 12, 2023. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Blissett Julian G. 300 RENAISSANCE CENTER M/C: 482-C24-A68 DETROIT, MI 48265 |
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| Executive Vice President |
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Signatures
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/s/ Tia Y. Turk, Attorney-in-Fact for Mr. Blissett | | 4/29/2020 |
**Signature of Reporting Person | Date |
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