Initial Statement of Beneficial Ownership (3)
October 08 2019 - 05:08PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Graney Kevin M |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/1/2019
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3. Issuer Name and Ticker or Trading Symbol
GENERAL DYNAMICS CORP [GD]
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(Last)
(First)
(Middle)
C/O GENERAL DYNAMICS CORPORATION, 11011 SUNSET HILLS ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Vice President / |
(Street)
RESTON, VA 20190
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4540 (1) | D | |
Common Stock | 8796 | D | |
Common Stock | 436.764 | I | 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options | (2) | 3/5/2020 | Common Stock | 14930 | $67.70 | D | |
Stock Options | (3) | 3/4/2021 | Common Stock | 11820 | $112.40 | D | |
Stock Options | (4) | 3/3/2025 | Common Stock | 6440 | $136.78 | D | |
Stock Options | (5) | 3/1/2026 | Common Stock | 9260 | $135.85 | D | |
Stock Options | (6) | 2/28/2027 | Common Stock | 11620 | $191.71 | D | |
Stock Options | (7) | 3/6/2028 | Common Stock | 13760 | $223.93 | D | |
Stock Options | (8) | 3/5/2029 | Common Stock | 18750 | $167.61 | D | |
Explanation of Responses: |
(1) | Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date. |
(2) | Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015. |
(3) | Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016. |
(4) | Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018. |
(5) | Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent became exercisable on 03/02/2019. |
(6) | Fifty percent became exercisable on 03/01/2019 and the remaining fifty percent will become exercisable on 03/01/2020. |
(7) | Fifty percent will become exercisable on 03/07/2020 and the remaining fifty percent will become exercisable on 03/07/2021. |
(8) | Fifty percent will become exercisable on 03/06/2021 and the remaining fifty percent will become exercisable on 03/06/2022. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Graney Kevin M C/O GENERAL DYNAMICS CORPORATION 11011 SUNSET HILLS ROAD RESTON, VA 20190 |
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| Vice President |
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Signatures
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L. Neal Wheeler, by Power of Attorney | | 10/8/2019 |
**Signature of Reporting Person | Date |
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