Initial Statement of Beneficial Ownership (3)

Date : 10/08/2019 @ 9:08PM
Source : Edgar (US Regulatory)
Stock : General Dynamics Corporation (GD)
Quote : 187.08  1.89 (1.02%) @ 12:27AM
After Hours
Last Trade
Last $ 186.50 ▼ -0.58 (-0.31%)

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Graney Kevin M

2. Date of Event Requiring Statement (MM/DD/YYYY)
10/1/2019 

3. Issuer Name and Ticker or Trading Symbol

GENERAL DYNAMICS CORP [GD]

(Last)        (First)        (Middle)

C/O GENERAL DYNAMICS CORPORATION, 11011 SUNSET HILLS ROAD

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Vice President /

(Street)

RESTON, VA 20190      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 4540 (1)D  
Common Stock 8796 D  
Common Stock 436.764 I 401(k) Plan 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options  (2)3/5/2020 Common Stock 14930 $67.70 D  
Stock Options  (3)3/4/2021 Common Stock 11820 $112.40 D  
Stock Options  (4)3/3/2025 Common Stock 6440 $136.78 D  
Stock Options  (5)3/1/2026 Common Stock 9260 $135.85 D  
Stock Options  (6)2/28/2027 Common Stock 11620 $191.71 D  
Stock Options  (7)3/6/2028 Common Stock 13760 $223.93 D  
Stock Options  (8)3/5/2029 Common Stock 18750 $167.61 D  

Explanation of Responses:
(1) Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.
(2) Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.
(3) Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.
(4) Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018.
(5) Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent became exercisable on 03/02/2019.
(6) Fifty percent became exercisable on 03/01/2019 and the remaining fifty percent will become exercisable on 03/01/2020.
(7) Fifty percent will become exercisable on 03/07/2020 and the remaining fifty percent will become exercisable on 03/07/2021.
(8) Fifty percent will become exercisable on 03/06/2021 and the remaining fifty percent will become exercisable on 03/06/2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Graney Kevin M
C/O GENERAL DYNAMICS CORPORATION
11011 SUNSET HILLS ROAD
RESTON, VA 20190


Vice President

Signatures
L. Neal Wheeler, by Power of Attorney10/8/2019
**Signature of Reporting PersonDate

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