Statement of Changes in Beneficial Ownership (4)
October 19 2021 - 4:03PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Mosing D. Keith |
2. Issuer Name and Ticker or Trading Symbol
EXPRO GROUP HOLDINGS N.V.
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XPRO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O EXPRO GROUP HOLDINGS N.V., 1311 BROADFIELD BLVD., SUITE 400 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/22/2020 |
(Street)
HOUSTON, TX 77084
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common stock, nominal value Euro0.06 | 5/22/2020 | | S | | 77928 | D | $1.9076 (1) | 740337 (2)(3)(4) | D | |
Common stock, nominal value Euro0.06 | | | | | | | | 7064 | I | Held by Spouse |
Common stock, nominal value Euro0.06 | | | | | | | | 96992 | I | Held by Child |
Common stock, nominal value Euro0.06 | | | | | | | | 96992 | I | Held by Child |
Common stock, nominal value Euro0.06 | | | | | | | | 516474 | I | See footnote (5) |
Common stock, nominal value Euro0.06 | | | | | | | | 183410 | I | See footnote (6) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $1.925, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
(2) | As a result of the 1 for 6 reverse stock split of the Issuer, which became effective on October 1, 2021, the number of shares of Common Stock directly owned by the reporting person is only reduced by 12,988 shares of Common Stock as a result of the sale described in footnote (1). |
(3) | The number of shares of Common Stock directly owned by the reporting person includes 3,734 shares of Common Stock previously reported as directly owned by the Donald Keith Mosing Family Partnership Ltd ("DKMFPL"). On August 14, 2019, DKMFPL made a distribution of these shares to the reporting person. |
(4) | Includes 8,522 outstanding restricted stock units ("RSUs") that will vest on May 1, 2022. Each RSU represents a contingent right to receive, upon vesting, one share of Common Stock. |
(5) | The 516,474 shares reported are owned directly by the Donald Keith Mosing Family Partnership Ltd ("DKMFPL"), and reflect the distribution of 3,734 shares of Common Stock on August 19, 2019 described in footnote (3). DKMFPL is controlled by the reporting person, in his capacity as its general partner and trustee of its other general partner, Donald Keith Mosing Revocable Trust. |
(6) | The 183,410 shares reported are owned directly by the 2015 Mosing Family Delaware Trust f/b/o Keith Mosing, of which the reporting person is the investment advisor. The reporting person disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Mosing D. Keith C/O EXPRO GROUP HOLDINGS N.V. 1311 BROADFIELD BLVD., SUITE 400 HOUSTON, TX 77084 | X |
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Signatures
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/s/ Josh Hancock, as Attorney-in-Fact | | 10/19/2021 |
**Signature of Reporting Person | Date |
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