Statement of Changes in Beneficial Ownership (4)
December 16 2016 - 5:28PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
DeFerrari H Andrew
|
2. Issuer Name
and
Ticker or Trading Symbol
DYCOM INDUSTRIES INC
[
DY
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Sr. VP & CFO
|
(Last)
(First)
(Middle)
11780 U.S. HIGHWAY 1, SUITE 600
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/14/2016
|
(Street)
PALM BEACH GARDENS, FL 33408
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Restricted Stock Units
(1)
|
12/14/2016
|
|
A
|
|
2639
(2)
|
A
|
$0
(3)
|
105810
|
D
|
|
Common Stock
|
12/14/2016
|
|
A
|
|
13706
(4)
|
A
|
$0
(3)
|
119516
|
D
|
|
Common Stock
|
12/14/2016
|
|
F
(5)
|
|
7784
|
D
|
$79.02
|
111732
|
D
|
|
Common Stock
|
12/15/2016
|
|
M
|
|
2800
|
A
|
$8.55
|
114532
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Employee Stock Option (right to buy)
|
$8.55
|
12/15/2016
|
|
M
|
|
|
2800
|
(6)
|
12/15/2019
|
Common Stock
|
2800
|
$0
(7)
|
5903
|
D
|
|
Explanation of Responses:
|
(
1)
|
Each restricted stock unit represents a contingent right to acquire one share of DY common stock, par value $0.33 1/3 per share.
|
(
2)
|
The restricted stock units vest in four substantially equal annual installments beginning December 14, 2017
|
(
3)
|
No consideration was paid for the restricted stock units.
|
(
4)
|
These shares were awarded in settlement of the restricted stock units that vested on December 14, 2016 based upon the satisfaction of the following pre-established performance measures (i) operating earnings and (ii) the ratio of operating cash flow to net income, in each case before certain items. The shares resported include 1,206 shares that vested in connection with the satisfaction of the performance measures described in the preceeding three year performance period.
|
(
5)
|
Withholding of common stock for the payment of tax liability incident to the vesting of restricted stock units.
|
(
6)
|
The Option vested in four substantially equal annual installments beginning on December 16, 2010.
|
(
7)
|
No consideration was paid for the derivative security.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
DeFerrari H Andrew
11780 U.S. HIGHWAY 1
SUITE 600
PALM BEACH GARDENS, FL 33408
|
|
|
Sr. VP & CFO
|
|
Signatures
|
Richard B. Vilsoet, attorney-in-fact for H. Andrew DeFerrari
|
|
12/16/2016
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Dycom Industries (NYSE:DY)
Historical Stock Chart
From Aug 2024 to Sep 2024
Dycom Industries (NYSE:DY)
Historical Stock Chart
From Sep 2023 to Sep 2024