Amended Statement of Ownership (sc 13g/a)
February 02 2021 - 07:06AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Dr.Reddy’s Laboratories LTD
(Name of Issuer)
Common Stock
(Title of Class of Securities)
256135203
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this
Statement)
Check the appropriate box to designate the rule
pursuant to which this Schedule is filed:
* The remainder of this cover page shall be filled
out for a reporting person’s initial filing on this form with
respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures
provided in a prior cover page.
The information required in the remainder of this
cover page shall not be deemed to be “filed” for the purpose of
Section 18 of the Securities Exchange Act of 1934 (“Act”) or
otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP NO. 256135203
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1
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NAME OF REPORTING PERSON
Mitsubishi UFJ Financial Group, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a)
(b)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Tokyo, Japan
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5 |
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SOLE VOTING POWER
6,184,556
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6 |
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SHARED VOTING POWER
-0-
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7 |
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SOLE DISPOSITIVE POWER
6,184,556
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8 |
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SHARED DISPOSITIVE POWER
-0-
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON
6,184,556
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES
|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
3.7%
|
12
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TYPE OF REPORTING PERSON
FI
|
* Held in the form of 5,895,119 shares of common
stock and 289,437 American Depositary Receipts (“ADRs”), with each
ADR representing 1 share of common stock. The common stock is not
registered for trading but only in connection with the registration
of American Depository Shares which are evidenced by the ADRs.
2
CUSIP NO. 256135203
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1
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NAME OF REPORTING PERSON
Mitsubishi UFJ Trust and Banking Corporation
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a)
(b)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Tokyo, Japan
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
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5 |
|
SOLE VOTING POWER
6,184,556
|
|
6 |
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SHARED VOTING POWER
-0-
|
|
7 |
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SOLE DISPOSITIVE POWER
6,184,556
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8 |
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SHARED DISPOSITIVE POWER
-0-
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON
6,184,556
|
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES
|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
3.7%
|
12
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TYPE OF REPORTING PERSON
FI
|
* Held in the form of 5,895,119 shares of common
stock and 289,437 American Depositary Receipts (“ADRs”), with each
ADR representing 1 share of common stock. The common stock is not
registered for trading but only in connection with the registration
of American Depository Shares which are evidenced by the ADRs.
3
CUSIP NO. 256135203
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1
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NAME OF REPORTING PERSON
First Sentier Investors Holdings Pty Ltd
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a)
(b)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Commonwealth of Australia
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5 |
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SOLE VOTING POWER
6,103,968
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6 |
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SHARED VOTING POWER
-0-
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7 |
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SOLE DISPOSITIVE POWER
6,103,968
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8 |
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SHARED DISPOSITIVE POWER
-0-
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON
6,103,968
|
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES
|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
3.7%
|
12
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TYPE OF REPORTING PERSON
FI
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* Held in the form of 5,826,106 shares of common
stock and 277,862 American Depositary Receipts (“ADRs”), with each
ADR representing 1 share of common stock. The common stock is not
registered for trading but only in connection with the registration
of American Depository Shares which are evidenced by the ADRs.
4
CUSIP NO. 256135203
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1
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NAME OF REPORTING PERSON
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a)
(b)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Tokyo, Japan
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5 |
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SOLE VOTING POWER
24,131
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6 |
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SHARED VOTING POWER
-0-
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7 |
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SOLE DISPOSITIVE POWER
24,131
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8 |
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SHARED DISPOSITIVE POWER
-0-
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON
24,131
|
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES
|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
0.0%
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12
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TYPE OF REPORTING PERSON
FI
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5
CUSIP NO. 256135203
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ITEM 1
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(a) |
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Name of
Issuer |
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Dr.Reddy’s
Laboratories LTD |
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(b) |
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Address of
Issuer’s Principal Executive Offices |
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8-2-337, Road
No.3, Banjara Hills, Hyderabad, Telangana 500034, India |
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ITEM 2 |
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(a) |
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Names of
Persons Filing |
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Mitsubishi UFJ
Financial Group, Inc. (“MUFG”) |
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Mitsubishi UFJ
Trust and Banking Corporation (“MUTB”) |
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First Sentier
Investors Holdings Pty Ltd (“FSIHD”) |
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Mitsubishi UFJ
Kokusai Asset Management Co., Ltd. (“MUKAM”) |
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(b) |
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Address of
Principal Business Office or, if none, Residence |
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MUFG : |
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7-1 Marunouchi
2-chome, Chiyoda-ku |
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Tokyo
100-8330, Japan |
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MUTB : |
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4-5 Marunouchi
1-chome, Chiyoda-ku |
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Tokyo
100-8212, Japan |
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FSIHD : |
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Level 5, Tower Three International Towers
Sydney,
300 Barangaroo Avenue, Barangaroo NSW 2000,
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MUKAM : |
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12-1 Yurakucho 1-chome, Chiyoda-ku
Tokyo 100-0006, Japan
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(c) |
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Citizenship |
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MUFG: Tokyo,
Japan |
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MUTB: Tokyo,
Japan |
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FSIHD:
Commonwealth of Australia |
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MUKAM: Tokyo,
Japan |
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(d) |
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Title of Class of Securities
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Common Stock
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6
CUSIP NO. 256135203
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(e) |
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CUSIP Number |
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256135203(this CUISIP number is for
the issuer’s American Depository Shares, not the Common Stock) |
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ITEM 3
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If this statement is filed
pursuant to §§ 240.13d-1(b)
or 240.13d-2(b) or (c),
check whether the person filing is a: |
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MUFG:
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(a)[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C.
78o);
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(b)[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)[ ]
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Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c);
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(d)[ ]
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Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8);
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(e)[ ]
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An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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(f)[ ]
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An employee benefit plan or endowment fund in accordance with §
240.13d-1(b)(1)(ii)(F);
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(g)[ ]
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A parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
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(h)[ ]
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A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)[ ]
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A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
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(j)[Ö]
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A non-U.S. institution in
accordance with § 240.13d-1(b)(1)(ii)(J);
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(k)[ ]
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Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
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If filing as a non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify
the type of institution: Parent holding
company
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MUTB:
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(a)[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C.
78o);
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(b)[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)[ ]
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Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c);
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(d)[ ]
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Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8);
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(e)[ ]
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An investment adviser in accordance with §
240.13d-1(b)(1)(ii)(E);
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(f)[ ]
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An employee benefit plan or endowment fund in accordance with §
240.13d-1(b)(1)(ii)(F);
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(g)[ ]
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A parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
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7
CUSIP NO. 256135203
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(h)[ ] |
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A savings association as defined in
Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813); |
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(i)[ ] |
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A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
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(j)[Ö] |
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A non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
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(k)[ ] |
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Group, in accordance with § 240.13d-1(b)(1)(ii)(K). |
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If filing as a non-U.S. institution in accordance with
§ 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
Bank |
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FSIHD: |
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(a)[ ] |
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Broker or dealer registered under section 15 of
the Act (15 U.S.C. 78o); |
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(b)[ ] |
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Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c); |
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(c)[ ] |
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Insurance company as defined in section 3(a)(19)
of the Act (15 U.S.C. 78c); |
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(d)[ ] |
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Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8);
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(e)[ ]
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An investment adviser in accordance with §
240.13d-1(b)(1)(ii)(E); |
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(f)[ ] |
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An employee benefit plan or endowment fund in
accordance with § 240.13d-1(b)(1)(ii)(F); |
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(g)[ ] |
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A parent holding company or control person in
accordance with § 240.13d-1(b)(1)(ii)(G); |
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(h)[ ] |
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A savings association as defined in
Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813); |
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(i)[ ]
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A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
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(j)[Ö] |
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A non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
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(k)[ ] |
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Group, in accordance with § 240.13d-1(b)(1)(ii)(K). |
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|
If filing as a non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify
the type of institution: Parent holding
company
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MUKAM:
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(a)[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C.
78o);
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(b)[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
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(c)[ ]
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Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c);
|
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(d)[ ]
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Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8);
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8
CUSIP NO. 256135203
|
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(e)[ ]
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An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
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|
|
|
|
|
|
|
(f)[ ]
|
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An employee benefit plan or endowment fund in accordance with §
240.13d-1(b)(1)(ii)(F);
|
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|
|
|
|
|
|
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(g)[ ]
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A parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
|
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|
|
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|
|
|
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(h)[ ]
|
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A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
|
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|
|
|
|
|
|
|
(i)[ ]
|
|
A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
|
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|
|
|
|
|
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(j)[Ö]
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A non-U.S. institution in
accordance with § 240.13d-1(b)(1)(ii)(J);
|
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|
|
|
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(k)[ ]
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Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
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|
|
|
If filing as a non-U.S. institution in accordance with
§ 240.13d-1(b)(1)(ii)(J),
please specify the type of institution: Investment adviser |
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ITEM 4
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Ownership
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Provide the following information
regarding the aggregate number and percentage of the class of
securities of the issuer identified in Item 1. |
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For MUFG
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(a)
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Amount beneficially owned:
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6,184,556 |
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(b)
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Percent of class:
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3.72% |
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(c)
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Number of shares as to which the person has:
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(i) Sole power to vote or to direct the vote:
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6,184,556 |
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(ii) Shared power to vote or to direct the vote:
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-0- |
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(iii) Sole power to dispose or to direct the disposition of:
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6,184,556 |
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(iv) Shared power to dispose or to direct the disposition of:
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-0- |
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For MUTB
|
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(a)
|
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Amount beneficially owned:
|
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6,184,556 |
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(b)
|
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Percent of class:
|
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3.72% |
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(c)
|
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Number of shares as to which the person has:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(i) Sole power to vote or to direct the vote:
|
|
6,184,556 |
|
|
|
|
|
|
|
|
|
|
|
(ii) Shared power to vote or to direct the vote:
|
|
-0- |
|
|
|
|
|
|
|
|
|
|
|
(iii) Sole power to dispose or to direct the disposition of:
|
|
6,184,556 |
|
|
|
|
|
|
|
|
|
|
|
(iv) Shared power to dispose or to direct the disposition of:
|
|
-0- |
9
CUSIP NO. 256135203
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
For FSIHD
|
|
|
|
|
|
|
|
|
|
(a)
|
|
Amount beneficially owned:
|
|
6,103,968 |
|
|
|
|
|
|
|
|
|
(b)
|
|
Percent of class:
|
|
3.67% |
|
|
|
|
|
|
|
|
|
(c)
|
|
Number of shares as to which the person has:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(i) Sole power to vote or to direct the vote:
|
|
6,103,968 |
|
|
|
|
|
|
|
|
|
|
|
(ii) Shared power to vote or to direct the vote:
|
|
-0- |
|
|
|
|
|
|
|
|
|
|
|
(iii) Sole power to dispose or to direct the disposition of:
|
|
6,103,968 |
|
|
|
|
|
|
|
|
|
|
|
(iv) Shared power to dispose or to direct the disposition of:
|
|
-0- |
|
|
|
|
|
|
|
For MUKAM
|
|
|
|
|
|
|
|
|
|
(a)
|
|
Amount beneficially owned:
|
|
24,131 |
|
|
|
|
|
|
|
|
|
(b)
|
|
Percent of class:
|
|
0.01% |
|
|
|
|
|
|
|
|
|
(c)
|
|
Number of shares as to which the person has:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(i) Sole power to vote or to direct the vote:
|
|
24,131 |
|
|
|
|
|
|
|
|
|
|
|
(ii) Shared power to vote or to direct the vote:
|
|
-0- |
|
|
|
|
|
|
|
|
|
|
|
(iii) Sole power to dispose or to direct the disposition of:
|
|
24,131 |
|
|
|
|
|
|
|
|
|
|
|
(iv) Shared power to dispose or to direct the disposition of:
|
|
-0- |
|
|
|
ITEM 5
|
|
|
|
Ownership of Five Percent or Less of a
Class
|
|
|
|
|
|
|
|
If this statement is being filed to report the fact
that as of the date hereof the reporting person has ceased to be
the beneficial owner of more than 5 percent of the class of
securities, check the following:
[Ö]
|
|
|
|
ITEM 6
|
|
|
|
Ownership of More than Five Percent on Behalf of
Another Person
|
|
|
|
|
|
|
|
Not applicable.
|
|
|
|
ITEM 7
|
|
|
|
Identification and Classification of the
Subsidiary which Acquired the Security Being Reported on by the
Parent Holding Company or Control Person
|
|
|
|
|
|
|
|
As of December 31, 2020, MUFG beneficially
owns 6,184,556 shares of the issuer indirectly through its
subsidiaries as follows: MUTB holds 6,184,556 shares (indirectly
through a subsidiary, FSIHD); and (indirectly through a subsidiary,
MUKAM). Furthermore, FSIHD holds 6,103,968 shares (indirectly
through its subsidiaries as follows; First Sentier Investors
(Australia) IM Ltd, First Sentier Investors (Australia) RE Ltd,
First Sentier Investors (Singapore) (FKA:First State Investments
(Singapore)), First Sentier Investors (UK) IM Limited (FKA: First
State Investment Management (UK) Limited) and First Sentier
Investors International IM Limited (FKA: First State Investments
International Limited)).
|
|
|
|
ITEM 8
|
|
|
|
Identification and Classification of Members of
the Group
|
|
|
|
|
|
|
|
Not applicable.
|
10
CUSIP NO. 256135203
|
|
|
|
|
|
|
|
|
|
|
ITEM 9
|
|
|
|
Notice of Dissolution of Group
|
|
|
|
|
|
|
|
Not applicable.
|
|
|
|
ITEM 10
|
|
|
|
Certifications
|
|
|
|
|
|
|
|
By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above were
acquired and are held in the ordinary course of business and were
not acquired and are not held for the purpose of or with the effect
of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or
effect.
|
11
CUSIP NO. 256135203
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in
this statement is true, complete and correct.
|
|
|
February 2, 2021
|
|
Mitsubishi UFJ Financial Group, Inc.
|
|
|
By:
|
|
/s/ Riyuuichirou Sakuma
|
|
|
Name:
|
|
Riyuuichirou Sakuma
|
|
|
Title:
|
|
Managing Director,
Deputy Head of Credit Policy & Planning Division
|
12
CUSIP NO. 256135203
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in
this statement is true, complete and correct.
|
|
|
February 2, 2021
|
|
Mitsubishi UFJ Trust and Banking Corporation
|
|
|
By:
|
|
/s/ Kota Goto
|
|
|
Name:
|
|
Kota Goto
|
|
|
Title:
|
|
Senior Deputy General Manager,
Asset Management and Investor Services Planning Division
|
13
CUSIP NO. 256135203
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in
this statement is true, complete and correct.
|
|
|
February 2, 2021
|
|
First Sentier Investors Holdings Pty Ltd
|
|
|
By:
|
|
/s/ Yutaka Kawakami
|
|
|
Name:
|
|
Yutaka Kawakami
|
|
|
Title:
|
|
Deputy CEO |
14
CUSIP NO. 256135203
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in
this statement is true, complete and correct.
|
|
|
February 2, 2021
|
|
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.
|
|
|
By:
|
|
/s/ Takashi Miyazaki
|
|
|
Name:
|
|
Takashi Miyazaki
|
|
|
Title:
|
|
Executive Officer,
General Manager of Risk Management Division
|
15