Statement of Changes in Beneficial Ownership (4)
May 28 2021 - 04:43PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Cottage Holdco B.V. |
2. Issuer Name and Ticker or Trading Symbol
COTY INC.
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COTY
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
PIET HEINKADE 55 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/26/2021 |
(Street)
AMSTERDAM, P7 NL-1019 GM
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock, par value $0.01 per share | 5/26/2021 | | P | | 245700 (1) | A | $11.78 | 463853684 | D (2) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On May 26, 2021, Cottage Holdco B.V. entered into a stock purchase agreement pursuant to which Cottage Holdco B.V. agreed to purchase 245,700 shares of Class A Common Stock in a privately negotiated transaction. |
(2) | The Shares described in this report are held by Cottage Holdco B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Cottage Holdco B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Cottage Holdco B.V. PIET HEINKADE 55 AMSTERDAM, P7 NL-1019 GM |
| X |
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JAB Cosmetics B.V. PIET HEINKADE 55 AMSTERDAM, P7 NL-1019 GM |
| X |
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JAB Holdings B.V. PIET HEINKADE 55 AMSTERDAM, P7 NL-1019 GM |
| X |
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Agnaten SE ROOSEVELTPLATZ 4-5 TOP 10 VIENNA A-1090 |
| X |
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Lucresca SE ROOSEVELTPLATZ 4-5 TOP 10 VIENNA A-1090 |
| X |
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Signatures
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/s/ Joachim Creus, Managing Director of Cottage Holdco B.V. | | 5/28/2021 |
**Signature of Reporting Person | Date |
/s/ Frank Engelen, Managing Director of Cottage Holdco B.V. | | 5/28/2021 |
**Signature of Reporting Person | Date |
/s/ Joachim Creus, Managing Director of JAB Holdings B.V. as Sole Member of JAB Cosmetics B.V. | | 5/28/2021 |
**Signature of Reporting Person | Date |
/s/ Frank Engelen, Managing Director of JAB Holdings B.V. as Sole Member of JAB Cosmetics B.V. | | 5/28/2021 |
**Signature of Reporting Person | Date |
/s/ Joachim Creus, Managing Director of JAB Holdings B.V. | | 5/28/2021 |
**Signature of Reporting Person | Date |
/s/ Frank Engelen, Managing Director of JAB Holdings B.V. | | 5/28/2021 |
**Signature of Reporting Person | Date |
/s/ Joachim Creus, Authorized Representative of Agnaten SE | | 5/28/2021 |
**Signature of Reporting Person | Date |
/s/ Joachim Creus, Authorized Representative of Lucresca SE | | 5/28/2021 |
**Signature of Reporting Person | Date |
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