- Statement of Changes in Beneficial Ownership (4)
May 12 2010 - 9:48AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
KLINE JAMES E
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2. Issuer Name
and
Ticker or Trading Symbol
COOPER TIRE & RUBBER CO
[
CTB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
VP, General Counsel & Secy
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(Last)
(First)
(Middle)
701 LIMA AVENUE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
5/10/2010
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(Street)
FINDLAY, OH 45840
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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5/10/2010
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M
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20119
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A
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$4.82
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20669
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D
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Common Stock
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5/10/2010
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M
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9881
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A
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$4.82
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30550
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D
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Common Stock
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5/10/2010
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S
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10000
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D
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$20.2981
(1)
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20550
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D
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Common Stock
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5/10/2010
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S
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10000
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D
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$20.2903
(1)
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10550
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D
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Common Stock
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5/10/2010
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S
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10000
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D
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$20.2424
(1)
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550
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D
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Common Stock
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794.1873
(2)
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I
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401(K)
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Common Stock
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250
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I
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Wife
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (Right to Buy)
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$4.82
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5/10/2010
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M
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9881
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4/6/2010
(3)
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4/5/2019
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Common Stock
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9881
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$0
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80119
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D
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Employee Stock Option (Right to Buy)
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$4.82
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5/10/2010
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M
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20119
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4/6/2010
(3)
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4/5/2019
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Common Stock
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20119
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$0
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60000
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D
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Explanation of Responses:
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(
1)
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This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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(
2)
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Adjusted to reflect routine acquisitions under the 401(k) plan since reporting person's last report.
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(
3)
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The option becomes excersiable to the extent of 33% of the shares covered thereby on each anniversary of the date of grant over a ten year period.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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KLINE JAMES E
701 LIMA AVENUE
FINDLAY, OH 45840
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VP, General Counsel & Secy
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Signatures
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/s/ Jack J. McCracken Attorney-in-Fact for James E. Kline
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5/12/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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