Initial Statement of Beneficial Ownership (3)
January 08 2020 - 06:14PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Nachmias Stuart |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/1/2020
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3. Issuer Name and Ticker or Trading Symbol
CONSOLIDATED EDISON INC [ED]
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(Last)
(First)
(Middle)
CONSOLIDATED EDISON, INC.C/O SECRETARY, 4 IRVING PLACE, ROOM 16-205 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) President & CEO CET / |
(Street)
NEW YORK, NY 10003
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 923.232 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Performance Restricted Stock Units (Phantom Stock) (1) | (2) | (2) | Common Stock | 2400 (3) | (4) | D | |
Performance Restricted Stock Units (Phantom Stock) (1) | (5) | (5) | Common Stock | 2100 (3) | (4) | D | |
Performance Restricted Stock Units (Phantom Stock) (1) | (6) | (6) | Common Stock | 2600 (3) | (4) | D | |
Explanation of Responses: |
(1) | Performance Restricted Stock Unit ("PRSU") granted under the Consolidated Edison, Inc. ("Company") Long Term Incentive Plan (the "LTIP"). Each PRSU is the economic equivalent of one share of Company common stock. |
(2) | The PRSUs, granted in 2017, will vest in 2020 when they are determined and awarded by the Management Development and Compensation Committee (the "Committee") of the Company's Board of Directors. |
(3) | The number of shares (or cash equivalents) will be adjusted based on certain performance criteria, including criteria other than the market price, as specified under the LTIP. |
(4) | Not Applicable. |
(5) | The PRSUs, granted in 2018, will vest in 2021 when they are determined and awarded by the Committee of the Company's Board of Directors. |
(6) | The PRSUs, granted in 2019, will vest in 2022 when they are determined and awarded by the Committee of the Company's Board of Directors. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Nachmias Stuart CONSOLIDATED EDISON, INC.C/O SECRETARY 4 IRVING PLACE, ROOM 16-205 NEW YORK, NY 10003 |
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| President & CEO CET |
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Signatures
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Vanessa M. Franklin Attorney in Fact | | 1/8/2020 |
**Signature of Reporting Person | Date |
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