Initial Statement of Beneficial Ownership (3)
October 28 2020 - 11:21AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Creamer Victoria
L |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
10/20/2020
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3. Issuer Name and Ticker or Trading
Symbol CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
[CRL] |
(Last)
(First)
(Middle)
251 BALLARDVALE STREET |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
EVP & Chief People Officer / |
(Street)
WILMINGTON, MA 01887
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable
Line)_X_ Form filed by One Reporting
Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock |
5879 (1) |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (Right to Buy) |
2/1/2020 |
2/1/2024 |
Common Stock |
4290 (2) |
$124.13 |
D |
|
Stock Options (Right to Buy) |
2/22/2020 |
2/22/2024 |
Common Stock |
6761 (3) |
$144.67 |
D |
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Stock Options (Right to Buy) |
5/29/2021 |
5/29/2030 |
Common Stock |
5571 (4) |
$179.66 |
D |
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Explanation of
Responses: |
(1) |
Consists of: (a) 754 shares
of common stock; (b) 5,125 unvested restricted stock units which
vest as follows: 755 on Feb 1, 2021, 397 on Feb 22, 2021, 417 on
May 9, 2021, 755 on Feb 1, 2022, 396 on Feb 22, 2022, 418 on May
29, 2022, 755 on Feb 1, 2023, 397 on Feb 22, 2023, 417 on May 29,
2023 and 418 on May 29, 2024. |
(2) |
1,072 Stock Options have
vested as of the reporting date. The remaining 3,218 stock options
will vest as follows: 1,073 on Feb 1, 2021, 1,072 on Feb 1, 2022
and 1,073 on Feb 1, 2023. |
(3) |
1,690 Stock Options have
vested as of the reporting date. The remaining 5,071 stock options
will vest as follows: 1,690 on Feb 22, 2021, 1,690 on Feb 22, 2022
and 1,691 on Feb 22, 2023. |
(4) |
Stock Options will vest as
follows: 1,392 on May 29, 2021, 1,393 on May 29, 2022, 1,393 on May
29, 2023 and 1,393 on May 29, 2024. |
Reporting
Owners
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Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Creamer Victoria L
251 BALLARDVALE STREET
WILMINGTON, MA 01887 |
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EVP & Chief People Officer |
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Signatures
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/s/ Victoria L. Creamer |
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10/28/2020 |
**Signature of Reporting
Person |
Date |