Statement of Changes in Beneficial Ownership (4)
August 10 2020 - 03:20PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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|
1. Name
and Address of Reporting Person * Knell Michael
Gunnar |
2. Issuer Name and Ticker or Trading
Symbol CHARLES RIVER LABORATORIES INTERNATIONAL, INC. [
CRL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
CSVP&Chief Accounting Officer |
(Last)
(First)
(Middle)
251 BALLARDVALE STREET |
3. Date of Earliest Transaction (MM/DD/YYYY)
8/7/2020
|
(Street)
WILMINGTON, MA 01887
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
8/7/2020 |
|
M |
|
997 |
A |
$90.43 |
3411 |
D |
|
Common Stock |
8/7/2020 |
|
M |
|
1709 |
A |
$109.34 |
5120 |
D |
|
Common Stock |
8/7/2020 |
|
M |
|
735 |
A |
$144.67 |
5855 |
D |
|
Common Stock |
8/7/2020 |
|
S |
|
2793 |
D |
$216.5169 (1) |
3062 |
D |
|
Common Stock |
8/7/2020 |
|
S |
|
663 |
D |
$216.9288 (2) |
2399 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (Right to
Buy) |
$90.43 |
8/7/2020 |
|
M |
|
|
997 |
5/1/2018 |
5/1/2022 |
Common Stock |
997 |
$0 |
333 |
D |
|
Stock Options (Right to
Buy) |
$109.34 |
8/7/2020 |
|
M |
|
|
1709 |
2/23/2019 |
2/23/2023 |
Common Stock |
1709 |
$0 |
1710 |
D |
|
Stock Options (Right to
Buy) |
$144.67 |
8/7/2020 |
|
M |
|
|
735 |
2/22/2020 |
2/22/2024 |
Common Stock |
735 |
$0 |
2206 |
D |
|
Explanation of
Responses: |
(1) |
This transaction was
executed in multiple trades at prices ranging from $215.87 to
$216.83. The price reported above reflects the weighted average
sale price. The reporting person hereby undertakes to provide upon
request to the SEC staff, the issuer or a security holder of the
issuer full information regarding the number of shares and prices
at which the transaction was effected. |
(2) |
This transaction was
executed in multiple trades at prices ranging from $216.88 to
$217.10. The price reported above reflects the weighted average
sale price. The reporting person hereby undertakes to provide upon
request to the SEC staff, the issuer or a security holder of the
issuer full information regarding the number of shares and prices
at which the transaction was effected. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Knell Michael Gunnar
251 BALLARDVALE STREET
WILMINGTON, MA 01887 |
|
|
CSVP&Chief Accounting Officer |
|
Signatures
|
/s/ Michael G. Knell |
|
8/10/2020 |
**Signature of Reporting
Person |
Date |