Statement of Changes in Beneficial Ownership (4)
September 02 2020 - 04:04PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * KOCH C
JAMES |
2. Issuer Name and Ticker or Trading
Symbol BOSTON BEER CO INC [ SAM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director __X__
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chairman |
(Last)
(First)
(Middle)
C/O THE BOSTON BEER COMPANY, ONE DESIGN CENTER PLACE, SUITE
850 |
3. Date of Earliest Transaction (MM/DD/YYYY)
9/1/2020
|
(Street)
BOSTON, MA 02210
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common |
9/1/2020 |
|
S(1) |
|
500.00 |
D |
$878.97 (2) |
174921.00 (3) |
D |
|
Class A Common |
9/1/2020 |
|
S(1) |
|
600.00 |
D |
$880.03 (4) |
174321.00 (3) |
D |
|
Class A Common |
9/1/2020 |
|
S(1) |
|
599.00 |
D |
$880.80 (5) |
173722.00 (3) |
D |
|
Class A Common |
9/1/2020 |
|
S(1) |
|
1301.00 |
D |
$882.00 (6) |
172421.00 (3) |
D |
|
Class A Common |
9/1/2020 |
|
S(1) |
|
410.00 |
D |
$883.02 (7) |
172011.00 (3) |
D |
|
Class A Common |
9/1/2020 |
|
S(1) |
|
3653.00 |
D |
$884.78 (8) |
168358.00 (3) |
D |
|
Class A Common |
9/1/2020 |
|
S(1) |
|
2537.00 |
D |
$885.47 (9) |
165821.00 (3) |
D |
|
Class A Common |
9/1/2020 |
|
S(1) |
|
400.00 |
D |
$887.07 (10) |
165421.00 (3) |
D |
|
Class A Common |
|
|
|
|
|
|
|
71592.00 |
I |
By Foundation managed by Reporting
Person |
Class A Common |
|
|
|
|
|
|
|
44248.00 |
I |
In Descendant's Trust managed by
spouse |
Class A Common |
|
|
|
|
|
|
|
23486.00 |
I |
Custodian for children under
UGTMA |
Class A Common |
|
|
|
|
|
|
|
5000.00 |
I |
By Trust as Trustee |
Class A Common |
|
|
|
|
|
|
|
3656.00 |
I |
By spouse as custodian for children under
UGTMA |
Class A Common |
|
|
|
|
|
|
|
2532.00 |
I |
By spouse in trust for
children |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The transactions reported in
this Form 4 were effected pursuant to a Rule 10b5-1 trading plan
adopted by the Reporting Person on July 29, 2020. |
(2) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 500 shares is from $878.57
to $879.50. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(3) |
The shares reported include
343 shares of restricted stock subject to vesting
conditions. |
(4) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 600 shares is from $879.61
to $880.31. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(5) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 599 shares is from $880.62
to $881.01. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(6) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 1,301 shares is from $881.63
to $882.60. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(7) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 410 shares is from $882.74
to $883.46. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(8) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 3,653 shares is from $884.11
to $885.10. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(9) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 2,537 shares is from $885.11
to $885.82. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(10) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 400 shares is from $886.78
to $887.17. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
KOCH C JAMES
C/O THE BOSTON BEER COMPANY
ONE DESIGN CENTER PLACE, SUITE 850
BOSTON, MA 02210 |
X |
X |
Chairman |
|
Signatures
|
Michael G. Andrews under POA for the benefit of
Koch C. James |
|
9/2/2020 |
**Signature of
Reporting Person |
Date |
Boston Beer (NYSE:SAM)
Historical Stock Chart
From Dec 2020 to Jan 2021
Boston Beer (NYSE:SAM)
Historical Stock Chart
From Jan 2020 to Jan 2021