Statement of Changes in Beneficial Ownership (4)
September 01 2020 - 4:06PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
KOCH C JAMES |
2. Issuer Name and Ticker or Trading Symbol
BOSTON BEER CO INC
[
SAM
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman |
(Last)
(First)
(Middle)
C/O THE BOSTON BEER COMPANY, ONE DESIGN CENTER PLACE, SUITE 850 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/31/2020 |
(Street)
BOSTON, MA 02210
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common | 8/31/2020 | | S(1) | | 200.00 | D | $869.21 (2) | 185221.00 (3) | D | |
Class A Common | 8/31/2020 | | S(1) | | 700.00 | D | $870.55 (4) | 184521.00 (3) | D | |
Class A Common | 8/31/2020 | | S(1) | | 399.00 | D | $871.93 (5) | 184122.00 (3) | D | |
Class A Common | 8/31/2020 | | S(1) | | 101.00 | D | $872.71 (6) | 184021.00 (3) | D | |
Class A Common | 8/31/2020 | | S(1) | | 400.00 | D | $874.18 (7) | 183621.00 (3) | D | |
Class A Common | 8/31/2020 | | S(1) | | 308.00 | D | $875.36 (8) | 183313.00 (3) | D | |
Class A Common | 8/31/2020 | | S(1) | | 329.00 | D | $876.23 (9) | 182984.00 (3) | D | |
Class A Common | 8/31/2020 | | S(1) | | 403.00 | D | $877.23 (10) | 182581.00 (3) | D | |
Class A Common | 8/31/2020 | | S(1) | | 579.00 | D | $878.73 (11) | 182002.00 (3) | D | |
Class A Common | 8/31/2020 | | S(1) | | 894.00 | D | $879.66 (12) | 181108.00 (3) | D | |
Class A Common | 8/31/2020 | | S(1) | | 1757.00 | D | $880.64 (13) | 179351.00 (3) | D | |
Class A Common | 8/31/2020 | | S(1) | | 1154.00 | D | $881.63 (14) | 178197.00 (3) | D | |
Class A Common | 8/31/2020 | | S(1) | | 992.00 | D | $882.75 (15) | 177205.00 (3) | D | |
Class A Common | 8/31/2020 | | S(1) | | 884.00 | D | $883.54 (16) | 176321.00 (3) | D | |
Class A Common | 8/31/2020 | | S(1) | | 600.00 | D | $884.66 (17) | 175721.00 (3) | D | |
Class A Common | 8/31/2020 | | S(1) | | 300.00 | D | $886.08 | 175421.00 (3) | D | |
Class A Common | | | | | | | | 71592.00 | I | By Foundation managed by Reporting Person |
Class A Common | | | | | | | | 44248.00 | I | By LLC managed by spouse |
Class A Common | | | | | | | | 23486.00 | I | Custodian for children under UGTMA |
Class A Common | | | | | | | | 5000.00 | I | By Trust as Trustee |
Class A Common | | | | | | | | 3656.00 | I | By spouse as custodian for children under UGTMA |
Class A Common | | | | | | | | 2532.00 | I | By spouse in trust for children |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 29, 2020. |
(2) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $869.06 to $869.33. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(3) | The shares reported include 343 shares of restricted stock subject to vesting conditions. |
(4) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 700 shares is from $870.37 to $871.00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(5) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 399 shares is from $871.48 to $872.12. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(6) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 101 shares is from $872.50 to $873.07. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(7) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 400 shares is from $873.69 to $874.65. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(8) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 308 shares is from $874.81 to $875.78. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(9) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 329 shares is from $875.82 to $876.44. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(10) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 403 shares is from $877.13 to $878.02. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(11) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 579 shares is from $878.17 to $879.14. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(12) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 894 shares is from $879.18 to $880.16. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(13) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,757 shares is from $880.18 to $881.13. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(14) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,154 shares is from $881.25 to $882.15. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(15) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 992 shares is from $882.30 to $883.26. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(16) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 884 shares is from $883.35 to $883.90. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(17) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 600 shares is from $884.48 to $885.13. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
KOCH C JAMES C/O THE BOSTON BEER COMPANY ONE DESIGN CENTER PLACE, SUITE 850 BOSTON, MA 02210 | X | X | Chairman |
|
Signatures
|
Michael G. Andrews under POA for the benefit of Koch C. James | | 9/1/2020 |
**Signature of Reporting Person | Date |
Boston Beer (NYSE:SAM)
Historical Stock Chart
From Mar 2024 to Apr 2024
Boston Beer (NYSE:SAM)
Historical Stock Chart
From Apr 2023 to Apr 2024